Folklore as an Historical Science Part 1

Folklore as an Historical Science.

by George Laurence Gomme.

PREFACE

If I have essayed to do in this book what should have been done by one of the masters of the science of folklore--Mr. Frazer, Mr. Lang, Mr.

Hartland, Mr. Clodd, Sir John Rhys, and others--I hope it will not be put down to any feelings of self-sufficiency on my part. I have greatly dared because no one of them has accomplished, and I have so acted because I feel the necessity of some guidance in these matters, and more particularly at the present stage of inquiry into the early history of man.

I have thought I could give somewhat of that guidance because of my comprehension of its need, for the comprehension of a need is sometimes half-way towards supplying the need. My profound belief in the value of folklore as perhaps the only means of discovering the earliest stages of the psychological, religious, social, and political history of modern man has also entered into my reason for the attempt.

Many years ago I suggested the necessity for guidance, and I sketched out a few of the points involved (_Folklore Journal_, ii. 285, 347; iii. 1-16) in what was afterwards called by a friendly critic a sort of grammar of folklore. The science of folklore has advanced far since 1885 however, and not only new problems but new ranges of thought have gathered round it. Still, the claims of folklore as a definite section of historical material remain not only unrecognised but unstated, and as long as this is so the lesser writers on folklore will go on working in wrong directions and producing much mischief, and the historian will judge of folklore by the criteria presented by these writers--will judge wrongly and will neglect folklore accordingly.

I hope this book may tend to correct this state of things to some extent. It is not easy to write on such a subject in a limited s.p.a.ce, and it is difficult to avoid being somewhat severely technical at points. These demerits will, I am sure, be forgiven when considered by the light of the human interest involved.

All studies of this kind must begin from the standpoint of a definite culture area, and I have chosen our own country for the purpose of this inquiry. This will make the ill.u.s.trations more interesting to the English reader; but it must be borne in mind that the same process could be repeated for other areas if my estimate of the position is even tolerably accurate. For the purpose of this estimate it was necessary, in the first place, to show how pure history was intimately related to folklore at many stages, and yet how this relations.h.i.+p had been ignored by both historian and folklorist. The research for this purpose had necessarily to deal with much detail, and to introduce fresh elements of research. There is thus produced a somewhat unequal treatment; for when ill.u.s.trations have to be worked out at length, because they appear for the first time, the mind is apt to wander from the main point at issue and to become lost in the subordinate issue arising from the working out of the chosen ill.u.s.tration. This, I fear, is inevitable in folklore research, and I can only hope I have overcome some of the difficulties caused thereby in a fairly satisfactory manner.

The next stage takes us to a consideration of materials and methods, in order to show the means and definitions which are necessary if folklore research is to be conducted on scientific lines. Not only is it necessary to ascertain the proper position of each item of folklore in the culture area in which it is found, but it is also necessary to ascertain its scientific relations.h.i.+p to other items found in the same area; and I have protested against the too easy attempt to proceed upon the comparative method. Before we can compare we must be certain that we are comparing like quant.i.ties.

These chapters are preliminary. After this stage we proceed to the princ.i.p.al issues, and the first of these deals with the psychological conditions. It was only necessary to treat of this subject shortly, because the ill.u.s.trations of it do not need a.n.a.lysis. They are self-contained, and supply their own evidence as to the place they occupy.

The anthropological conditions involve very different treatment. The great fact necessary to bear in mind is that the people of a modern culture area have an anthropological as well as a national or political history, and that it is only the anthropological history which can explain the meaning and existence of folklore. This subject found me compelled to go rather more deeply than I had thought would be necessary into first principles, but I hope I have not altogether failed to prove that to properly understand the province of folklore it is necessary to know something of anthropological research and its results. In point of fact, without this consideration of folklore, there is not much value to be obtained from it. It is not because it consists of traditions, superst.i.tions, customs, beliefs, observances, and what not, that folklore is of value to science. It is because the various const.i.tuents are survivals of something much more essential to mankind than fragments of life which for all practical purposes of progress might well disappear from the world. As survivals, folklore belongs to anthropological data, and if, as I contend, we can go so far back into survivals as totemism, we must understand generally what position totemism occupies among human inst.i.tutions, and to understand this we must fall back to human origins.

The next divisions are more subordinate. Sociological conditions must be studied apart from their anthropological aspect, because in the higher races the social group is knit together far more strongly and with far greater purpose than among the lower races. The social force takes the foremost place among the influences towards the higher development, and it is necessary not only to study this but to be sure of the terms we use. Tribe, clan, family, and other terms have been loosely used in anthropology, just as state, city, village, and now village-community, are loosely used in history. The great fact to understand is that the social group of the higher races was based on blood kins.h.i.+p at the time when they set out to take their place in modern civilisation, and that we cannot understand survivals in folklore unless we test them by their position as part of a tribal organisation. The point has never been taken before, and yet I do not see how it can be dismissed.

The consideration of European conditions is chiefly concerned with the all-important fact of an intrusive religion, that of Christianity, from without, destroying the native religions with which it came into contact, conditions which would of course apply only to the folklore of European countries.

Finally, I have discussed ethnological conditions in order to show that certain fundamental differences in folklore can be and ought to be explained as the results of different race origins. We are now getting rid of the notion that all Europe is peopled by the descendants of the so-called Aryans. There is too much evidence to show that the still older races lived on after they were conquered by Celt, Teuton, Scandinavian, or Slav, and there is no reason why folklore should not share with language, archaeology, and physical type the inheritance from this earliest race.

In this manner I have surveyed the several conditions attachable to the study of folklore and the various departments of science with which it is inseparably a.s.sociated. Folklore cannot be studied alone.

Alone it is of little worth. As part of the inheritance from bygone ages it cannot separate itself from the conditions of bygone ages.

Those who would study it carefully, and with purpose, must consider it in the light which is shed by it and upon it from all that is contributory to the history of man.

During my exposition I have ventured upon many criticisms of masters in the various departments of knowledge into which I have penetrated; but in all cases with great respect. Criticism, such as I have indulged in, is nothing more than a respectful difference of opinion on the particular points under discussion, and which need every light which can be thrown upon them, even by the humblest student.

I am particularly obliged to Mr. Lang, Mr. Hartland, Dr. Haddon, and Dr. Rivers, for kindly reading my chapter on Anthropological Conditions, and for much valuable and kind help therein; and especially I owe Mr. Lang most grateful thanks, for he took an immense deal of trouble and gave me the advantage of his searching criticism, always in the direction of an endeavour to perfect my faulty evidence.

I shall not readily part with his letters and MS. on this subject, for they show alike his generosity and his brilliance.

To my old friend Mr. Fairman Ordish I am once more indebted for help in reading my sheets, and I am also glad to acknowledge the fact that two of my sons, Allan Gomme and Wycombe Gomme, have read my proofs and helped me much, not only by their criticism, but by their knowledge.

24 DORSET SQUARE, N.W.

FOLKLORE AS AN HISTORICAL SCIENCE

CHAPTER I

HISTORY AND FOLKLORE

It may be stated as a general rule that history and folklore are not considered as complementary studies. Historians deny the validity of folklore as evidence of history, and folklorists ignore the essence of history which exists in folklore. Of late years it is true that Dr.

Frazer, Prof. Ridgeway, Mr. Warde Fowler, Miss Harrison, Mr. Lang, and others have broken through this antagonism and shown that the two studies stand together; but this is only in certain special directions, and no movement is apparent that the brilliant results of special inquiries are to bring about a general consideration of the mutual help which the two studies afford, if in their respective spheres the evidence is treated with caution and knowledge, and if the evidence from each is brought to bear upon the necessities of each.

The necessities of history are obvious. There are considerable gaps in historical knowledge, and the further back we desire to penetrate the scantier must be the material at the historian's disposal. In any case there can be only two considerable sources of historical knowledge, namely, foreign and native. Looking at the subject from the points presented by the early history of our own country, there are the Greek and Latin writers to whom Britain was a source of interest as the most distant part of the then known world, and the native historians, who, witnessing the terribly changing events which followed the break-up of the Roman dominion over Britain, recorded their views of the changes and their causes, and in course of time recorded also some of the events of Celtic history and of Anglo-Saxon history. Then for later periods, no country of the Western world possesses such magnificent materials for history as our own. In the vast quant.i.ty of public and private doc.u.ments which are gradually being made accessible to the student there exists material for the ill.u.s.tration and elucidation of almost every side and every period of national life, and no branch of historical research is more fruitful of results than the comparison of the records of the professed historian with the doc.u.ments which have not come from the historian's hands.

All this, however, does not give us the complete story. Necessarily there are great and important gaps. Contemporary writers make themselves the judges of what is important to record; doc.u.ments preserved in public or private archives relate only to such events as need or command the written record or instrument, or to those which have interested some of the actors and their families. Hence in both departments of history, the historical narrative and the original record, it will be found on careful examination that much is needed to make the picture of life complete. It is the detail of everyday thought and action that is missing--all that is so well known, the obvious as it pa.s.ses before every chronicler, the ceremony, the faith, and the action which do not apparently affect the movements of civilisation, but which make up the personal, religious and political life of the people. It is always well to bear in mind that the historical records preserved from the past must necessarily be incomplete. An accident preserves one, and an accident destroys another. An incident strikes one historian, and is of no interest to another. And it may well be that the lost doc.u.ment, the unrecorded incident, is of far more value to later ages than what has been preserved. This condition of historical research is always present to the scientific student, though it is not always brought to bear upon the results of historical scholars.h.i.+p.[1] But the scope of the historian is gradually but surely widening. It is no longer possible to shut the door to geography, ethnography, economics, sociology, archaeology, and the attendant studies if the historian desires to work his subject out to the full.[2] It is even getting to be admitted that an appeal must be made to folklore, though the extent and the method are not understood. After all that can be obtained from other realms of knowledge, it is seen that there is a large gap left still--a gap in the heart of things, a gap waiting to be filled by all that can be learned about the thought, ideas, beliefs, conceptions, and aspirations of the people which have been translated for them, but not by them, in the laws, inst.i.tutions, and religion which find their way so easily into history.

The necessities of folklore are far greater than and of a different kind from those of history. Edmund Spenser wrote three centuries ago "by these old customs the descent of nations can only be proved where other monuments of writings are not remayning,"[3] and yet the descent of nations is still being proved without the aid of folklore. It is certain that the appeal will not be made to its fullest extent unless the folklorist makes it clear that it will be answered in a fas.h.i.+on which commands attention. It appears to me that the preliminary conditions for such an appeal must be ascertained from the folklore side. History has not only justified its existence, but during the long period of years during which it has been a specific branch of learning it has shown its capacity for proceeding on strictly scientific and ever-widening lines. Folklore has neither had a long period for its study nor a completely satisfactory record of scientific work. It is, therefore, essential that folklore should establish its right to a place among the historical sciences. At present that right is not admitted. It is objected to by scholars who will not admit that history can proceed from anything but a dated and certified doc.u.ment, and by a few who do not admit that history has anything to do with affairs that do not emanate from the prominent political or military personages of each period. It is silently, if not contemptuously ignored by almost every historical inquirer whose attention has not been specially directed to the evidence contained in traditional material. Thus between the difficulties arising from the interpretation of texts which, originating in oral tradition, have by reason of their early record become literature, and the difficulties arising from the objections of historians to accept any evidence that is not strictly historical in the form they a.s.sume to be historical, traditional material has not been extensively used as history. It has also been wrongly defined by historians. Thus, to give a pertinent example, so good a scholar as Mr. W. H. Stevenson, in his admirable edition of a.s.ser's _Life of King Alfred_, lays to the crimes of tradition an error which is due to other causes. Indeed, he states the cause of the error correctly, but does not see that he is contradicting himself in so doing. It is worth quoting this case. It has to do with the identification of "Cynuit," a place where the Danes obtained a victory over the English forces, and Kenwith Castle in Devons.h.i.+re has been claimed as the site of the struggle and "a place known as b.l.o.o.d.y Corner in Northam is traditionally regarded as the scene of a duel between two of the chieftains in 877, and a monument recording the battle has been erected."[4] Mr. Stevenson's comment upon this is: "We have in this an instructive example of the worthlessness of 'tradition' which is here, as so frequently happens elsewhere, the outcome of the dreams of local antiquaries, whose identifications become gradually impressed upon the memory of the inhabitants;" and he then proceeds to show that this particular tradition was produced by the suggestion of Mr. R. S. Vidal in 1804.

Of course, the answer of the folklorist to this charge against the value of tradition is that the example is not a case of tradition[5]

at all. On the contrary, it is a case of false history, started by the local antiquary, adopted by the scholars of the day, perpetuated by the government in its ordnance survey of the district, and kept alive in the minds of the people not by tradition but by a duly certified monument erected for the express purpose of commemorating the invented incident. There is then no tradition in any one of the stages through which the episode has pa.s.sed. It is all history and false history.

Historians cannot shake off their responsibilities by looking upon the local antiquary as the responsible author of tradition. They cannot but admit that the local antiquary belongs to the historical school, even though he is not a fully equipped member of his craft, and because he blunders they must not cla.s.s him as a folklorist. They must bring better evidence than this to show the worthlessness of tradition. In the meantime it is the constant definition of tradition as worthless, the relegation of worthless history "to the realms of folklore,"[6] which does so much harm to the study of folklore as a science.[7] Because the historian misnames an historical error as tradition, or fails to discover, at the moment he requires it, the fact which lies hidden in tradition, he must not dismiss the whole realm of tradition as useless for historical purposes.

Let us freely admit that the historian is not altogether to blame for his neglect and for his ignorance of tradition as historical material.

He has nothing very definite to work upon. Even the great work of Grimm is open to the criticism that it does not _prove_ the antiquity of popular custom and belief--it merely states the proposition, and then relies for proof upon the acc.u.mulation of an enormous number of examples and the almost entire impossibility of suggesting any other origin than that of antiquity for such a ma.s.s of non-Christian material. Then the great work of Grimm, ethnographical in its methods, has never been followed up by similar work for other countries. The philosophy of folklore has taken up almost all the time of our scholars and students, and the contribution it makes to the history of the civilised races has not been made out by folklorists themselves.

It does not appear to me to be difficult to make out such a claim if only scientific methods are adopted, and the solution of definite problems is attempted;[8] and if too the difficulties in the way of proof are freely admitted, and where they become insuperable, the attempt at proof is frankly abandoned. I believe that every single item of folklore, every folk-tale, every tradition, every custom and superst.i.tion, has its origin in some definite fact in the history of man; but I am ready to concede that the definite fact is not always traceable, that it sometimes goes so far back as to defy recognition, that it sometimes relates to events which have no place in the after-history of peoples who have taken a position on the earth's surface, and which, in the prehistory stage, belong to humanity rather than to peoples. Folklore, too, is governed by its own laws and rules which are not the laws and rules of history. These concessions, however, do not mean the introduction of the term "impossible" to our studies. They mean rather a plea for the steady and systematic study of our material, on the ground that it has much to yield to the historian of man, and to the historians of races, of peoples, of nations, and of countries.

[Ill.u.s.tration: CARVED WOODEN FIGURES IN SWAFFHAM CHURCH, NORFOLK]

We cannot, however, show that this is so without facing many difficulties created for the most part by folklorists themselves. In the first place it is necessary to overtake some of the earlier conclusions of the great masters of our science. The first rush, after the discovery of the mine, led to the vortex created by the school of comparative mythologists, who limited their comparison to the myths of Aryan-speaking people, who absolutely ignored the evidence of custom, rite, and belief, and who could see nothing beyond interpretations of the sun, dawn, and sky G.o.ds in the parallel stories they were the first to discover and value. We need not ignore all this work, nor need we be ungrateful to the pioneers who executed it. It was necessary that their view should be stated, and it is satisfactory that it was stated at a time early in the existence of our science, because it is possible to clear it all away, or as much of it as is necessary, without undue interference with the material of which it is composed.

The school of comparative mythologists did not, however, entirely control the early progress of the study of folklore. There was always a school who believed in the foundation of myth being derived from the facts of life. Thus Dr. Tylor, in a remarkable study of historical traditions and myths of observation,[9] long ago noted that many of the traditions current among mankind were historical in origin.

Writing nearly forty years ago, he had to submit to the influence, then at its height, of Adalbert Kuhn and Max Muller, and he conceded that there were many traditions which were fictional myths. I think this concession must now be much more narrowly scrutinised, and preparation made for the conclusion that every genuine myth is a myth of observation, the observation by men in a primitive state of culture, of a fact which had struck home to their minds. The question is, to what part of human history does the central fact appertain?

Here is undoubtedly a most difficult problem. What the student has to do is to admit the difficulty, and to state, if necessary, that the fact preserved by tradition is not in all cases possible to discover with our present knowledge. This is a perfectly tenable position.

Human imagination cannot invent anything that is outside of fact. It may, and of course too frequently does, misinterpret facts. In attempting to explain and account for such facts with insufficient knowledge, it gets far away from the truth, but this misinterpretation of fact must not be confused with the fact itself. In a word, it must be borne in mind by the student of tradition that every tradition which has a.s.sumed the form of saga, myth, or story contains two perfectly independent elements--the fact upon which it is founded, and the interpretation of the fact which its founders have attempted.

There is further than this. The other branch of traditional material, namely that relating to custom, belief, and rite, rests upon a solid basis of historic fact; customs which are strange and irrational to this age are not in consequence to be considered the mere worthless following of practices which owe their origin to accident or freak; beliefs which do not belong to the established religion are not in consequence to be considered as mere superst.i.tion; rites which were not established by authority are not in consequence to be cla.s.sed as mere specimens of popular ignorance. But the difficulties in the way of getting all this accepted by the historian are many, and, again, not a few of them are the creation of the folklorist himself. Not only has he neglected to cla.s.sify and arrange the scattered items of custom, belief, and rite, and to ascertain the degree of a.s.sociation which the scattered items have with each other, but he has set about the far more difficult and complex task of comparative study without having previously prepared his material.

The historian and the folklorist are thus brought face to face with what is expected from both, in order that each may work alongside of the other, using each other's materials and conclusions at the right moment and in the right places. The folklorist has the most to do to get his results ready, and to explain and secure his position. He has been wandering about in a somewhat inconsequential fas.h.i.+on, bent upon finding a _mythos_ where he should have sought for a _persona_ or a _locus_, engaged in an extensive quest after parallels when he should have been preparing his own material for the process of comparative science, seeking for origins amidst human error when he should have turned to human experience. He has to change all this waywardness for systematic study, and this will lead him in the first place to disengage from the results. .h.i.therto obtained those which may be accepted and which may form the starting-point for future work. But his greatest task will be the reconsideration of former results and the rewriting of much that has been written on the wrong lines, and when this is done we shall have the historian and folklorist meeting together in the spirit which Edmund Spenser so finely and truly described three centuries ago in his treatment of Irish history: "I do herein rely upon those bards or Irish chronicles ... but unto them besides I add mine own reading and out of them both together with comparison of times likewise of manners and customs, affinity of words and manner, properties of natures and uses, resemblances of rites and ceremonies, monuments of churches and tombs and many other like circ.u.mstances I do gather a likelihood of truth, not certainly affirming anything, but by conferring of times language monuments and such like I do hunt out a probability of things which I leave to your judgment to believe or refuse."[10]

I shall of course not be able to undertake either of these tasks. I shall attempt, however, to indicate their scope and importance; and as a preliminary to the consideration of the definite departments into which the subject falls, it is advisable, I think, to test the relations.h.i.+p of tradition to history by means of one or two ill.u.s.trations. It may be that the ill.u.s.trations I shall give are not accepted by all students, that some better ill.u.s.tration is forthcoming by further research. This is one of the drawbacks from which tradition suffers, and must suffer, until our studies are much further advanced than they are at present. But I am glad to accept this possibility of error as part of the case for the study of tradition, because the error of one student cannot be held to disqualify the whole subject.

It only amounts to saying that the particular fact which seems to me to be discoverable in the examples dealt with has to be surrendered in favour of another particular fact. My conclusions may be dismissed, but that which is not dismissible is the discoverable fact, and it is only when the true fact is discovered in each traditional item that previous inferences may be neglected or ignored and inquiry cease.[11]

I

The evidence of historic events which enter into tradition relates princ.i.p.ally to the earliest periods, but much of it relates to periods well within the domain of history and yet reveals facts which history has either hopelessly neglected or misinterpreted. We shall find that these facts, though frequently relating to minor events, often have reference to matters of the highest national importance, and perhaps nowhere more definitely is this the case than in the legends connected with particular localities. Of one such tradition I will state what a somewhat detailed examination tells in this direction. It will, I think, serve as a good example of the kind of research that is required in each case, and it will ill.u.s.trate in a rather special manner the value of these traditions to history.

The _locus_ of the legend centres round London Bridge. The earliest written version of this legend is quoted from the MSS. of Sir Roger Twysden, who obtained it from "Sir William Dugdale, of Blyth Hall, in Warwicks.h.i.+re, in a letter dated 29th January, 1652-3." Sir William says of it that "it was the tradition of the inhabitants as it was told me there," and Sir Roger Twysden adds of it that: "I have since learnt from others to be most true." This, therefore, is a very respectable origin for the legend, and I will transcribe it from Sir William Dugdale's letter which begins "the story of the Pedlar of Swaffham-market is in substance this":--

"That dreaming one night if he went to London he should certainly meet with a man on London Bridge which would tell him good news he was so perplext in his mind that till he set upon his journey he could have no rest; to London therefore he hasts and walk'd upon the Bridge for some hours where being espyed by a shopkeeper and asked what he wanted he answered you may well ask me that question for truly (quoth he) I am come hither upon a very vain errand and so told the story of his dream which occasioned the journey.

Whereupon the shopkeeper reply'd alas good friend should I have heeded dreams I might have proved myself as very a fool as thou hast, for 'tis not long since that I dreamt that at a place called Swaffham Market in Norfolk dwells one John Chapman a pedlar who hath a tree in his backside under which is buried a pot of money. Now therefore if I should have made a journey thither to day for such hidden treasure judge you whether I should not have been counted a fool. To whom the pedlar cunningly said yes verily I will therefore return home and follow my business not heeding such dreams hence forward. But when he came home being satisfied that his dream was fulfilled he took occasion to dig in that place and accordingly found a large pot of money which he prudently conceal'd putting the pot amongst the rest of his bra.s.s. After a time it happen'd that one who came to his house and beholding the pot observed an inscription upon it which being in Latin he interpreted it that under that there was an other twice as good. Of this inscription the Pedlar was before ignorant or at least minded it not but when he heard the meaning of it he said 'tis very true in the shop where I bought this pot stood another under it which was twice as big; but considering that it might tend to his further profit to dig deeper in the same place where he found that he fell again to work and discover'd such a pot as was intimated by the inscription full of old coins: notwithstanding all which he so conceal'd his wealth that the neighbours took no notice of it."[12]

Blomefield thought it "somewhat surprising to find such considerable persons as Sir William Dugdale and Sir Roger Twysden to patronise or credit such a monkish legend and tradition savouring so much of the cloister, and that the townsmen and neighbourhood should also believe it," but I think we shall have reason to congratulate ourselves that so good a folk-tale was preserved for us of this age.

The next and, it appears, an independent version, is given in the _Diary of Abraham de la Pryme_, under the date November 10th, 1699:--