Folklore as an Historical Science Part 3

1. The father is not related to his daughter, and hence examples occur of fathers marrying daughters.

2. The custom of marrying a daughter-in-law.

3. The custom of nominating a daughter to bear a son.

From any one of these facts of primitive life we arrive at the central incident in the story of Catskin: the father could marry his daughter without specially shocking the society of the primitive world, simply because, according to primitive ideas, father and daughter, as we call her, were not related.

We now arrive at the second incident--the running away of Catskin.

This again is a very early form of marriage custom. Women of primitive times often objected to the forced marriages, and they expressed their objection very often by running away. In the instance of Catskin the running away was successful, as we all know; but in most instances the unwilling bride was captured and forced to surrender. Mr. Farrer, in his _Primitive Manners and Customs_, quite clears the ground for the refutation of an argument that might be applied if we did not know the customs of primitive society. It might be asked, why did Catskin run away if the custom was a usual one? For the same reason, we answer, that the women of savage society often do run away--objection to the marriage.[81]

Thus we have to note that the two princ.i.p.al features of our ordinary Catskin story are explainable by a reference to primitive manners and customs; and it seems to me much easier and much more reasonable to thus explain the origin of the Catskin story, than first of all to create a "lovely myth," as the mythologists would undoubtedly have a right to call it, of the Sun pursuing the Dawn, and then to say that the Catskin story is simply a relation of this myth.

The opening incident of the Catskin story, as thus interpreted, is not an isolated case of the survival of primitive marriage customs in popular stories. If it were so, there would be considerable difficulty in the way of supporting this interpretation. But it is only saying of Catskin what can be said of other stories. "There are traces," says Mr. Campbell, speaking of his Highland stories, "of foreign or forgotten laws and customs. A man buys a wife as he would a cow, and acquires a right to shoot her, which is acknowledged as good law."[82]

Yes, this is good savage law and custom there is no doubt, and Lord Avebury and Mr. McLennan have ill.u.s.trated it by examples. But in the Highland story of the "Battle of the Birds" the wife is sought to be purchased for a hundred pounds (Campbell, i. 36), and in the Irish story of the "Lazy Beauty and her Aunts" we find something like bride-capture and purchase as well.[83] So, again, if we turn to India the same kind of evidence is forthcoming of another part of the primitive ceremony. "Do not think," retorted the Malee in a story collected by Miss Frere, "that I'll make a fool of myself because I'm only a Malee, and believe what you've got to say because you're a great Rajah. If you mean what you say, if you care for my daughter and wish to be married to her, come and be married; but I'll have none of your new-fangled forms and court ceremonies hard to be understood; let the girl be married by her father's hearth, and under her father's roof."[84] And in another story of the "Chundun Rajah" we have "the scattering rice and flowers upon their heads;"[85] the significance of both of which customs are fully known.

These ill.u.s.trations of the contact, the necessary contact, of tradition and history show that contact to be equally true of the folk-tale as it is of the local or personal legend. They all point to the substratum of fact underlying tradition, to the absorption by tradition of many features of the life by which it is surrounded, or to the absorption by some great historic person or event of the living tradition of his time or place. This contact is a fact equally important to history and to folklore. It cannot be neglected by either. It stands for something in the a.n.a.lysis which every student must give of the material with which he is working, and that something has a value, sometimes great and sometimes small, which must influence the estimate of the material which both history and folklore supply in the unravelling of man's past.

I will now finally give a more complicated example of the folk-tale as ill.u.s.trative of the connection between history and tradition. Mr.

J. F. Campbell printed a tale in the second volume of the _Transactions of the Ethnological Society_ (p. 336), which had been sent to him in Gaelic by John Davan, in December, 1862--that is, after the publication of the fourth volume of his _Highland Tales_. The tale is only in outline, but in quite sufficient fulness for my present purpose, as follows:--

There was a man at some time or other who was well off, and had many children. When the family grew up the man gave a well-stocked farm to each of his children. When the man was old his wife died, and he divided all that he had amongst his children, and lived with them, turn about, in their houses. The sons and daughters got tired of him and ungrateful, and tried to get rid of him when he came to stay with them. At last an old friend found him sitting tearful by the wayside, and learning the cause of his distress, took him home; there he gave him a bowl of gold and a lesson which the old man learned and acted.

When all the ungrateful sons and daughters had gone to a preaching, the old man went to a green knoll where his grandchildren were at play, and pretending to hide, he turned up a flat hearthstone in an old stance,[86] and went out of sight. He spread out his gold on a big stone in the sunlight, and he muttered, "Ye are mouldy, ye are h.o.a.ry, ye will be better for the sun." The grandchildren came sneaking over the knoll, and when they had seen and heard all that they were intended to see and hear, they came running up with, "Grandfather, what have you got there?" "That which concerns you not; touch it not," said the grandfather; and he swept his gold into a bag and took it home to his old friend. The grandchildren told what they had seen, and henceforth the children strove who should be kindest to the old grandfather. Still acting on the counsel of his sagacious old chum, he got a stout little black chest made, and carried it always with him.

When any one questioned him as to its contents, his answer was, "That will be known when the chest is opened." When he died he was buried with great honour and ceremony, and then the chest was opened by the expectant heirs. In it were found broken potsherds and bits of slate, and a long-handled, white wooden mallet with this legend on its head:--

"So am favioche fiorum, Thabhavit gnoc annsa cheann, Do n'fhear nach gleidh maoin da' fein, Ach bheir a chuid go leir d'a chlann."

"Here is the fair mall To give a knock on the skull To the man who keeps no gear for himself, But gives all to his bairns."

Wright, in his collection of Latin stories, published by the Percy Society in 1842 (pp. 28-29), gives a variant of this tale under the t.i.tle of "De divite qui dedit omnia filio suo," and, so far as can be judged by the abstract, the parallel between the two narratives, separated by at least five centuries of time, is remarkably close. The latter part is apparently different, for the Latin version tells how the man pretended that the chest contained a sum of money, part of which was to be applied for the good of his soul, and the rest to dispose of as he pleased. But at the point of death his children opened the chest. "Antequam totaliter expiraret, ad cistam currentes nihil invenerunt nisi malleum, in quo Anglice scriptum est:--

"'Wyht suylc a betel be he smyten, That al the werld hyt mote wyten, That gyfht his sone al his thing, And goht hym self a beggyn.'"

Here, then, is a case whereby to test the problem of the position of folk-tales as historical material. Did the people adopt this tale from literature into tradition and keep it alive for five centuries; or did some early and unconscious folklorist adapt it into literature? The literary version has the flavour of its priestly influence, which does not appear in the traditional version; and I make the preliminary observation that if literature could have so stamped itself upon the memory of the folk as to have preserved all the essentials of such a story as this, it must have been due to some academic influence (of which, however, there is no evidence), and this influence would have preserved a nearer likeness to literary forms than the peasant's tale presents to us. But the objection to this theory is best shown by an a.n.a.lysis of the tale, and by some research into the possible sources of its origin.

The story presents us with the following essential incidents:--

1. The gift of a well-stocked farm by a father to each of his children.

2. The surrender of all property during the owner's lifetime.

3. The living of the old father with each of his children.

4. The attempted killing of the old man.

5. The mallet bearing the inscription.

6. The rhyming formula of the inscription.

Mr. Campbell notes the first and third of these incidents in his original abstract of the story,[87] but of the remaining second, fourth, fifth, and sixth no note has. .h.i.therto been taken.

Of the first incident, the gift of a well-stocked farm by a father to each of his children, Mr. Campbell says: "This subdivision of land by tenants is the dress and declaration put on by a cla.s.s who now tell this tale." But it also represents an ancient system of swarming off from the parent household when society was in a tribal stage. The incident of the tale is exactly reproduced in local custom. In the island of Skye the possessor of a few acres of land cut them up only a few years ago into shreds and patches to afford a separate dwelling for each son and daughter who married.[88] In Kinross, in 1797, the same practice prevailed. "Among the feuars the parents are in many instances disposed to relinquish and give up to their children their landed possessions or the princ.i.p.al part of them, retaining only for themselves some paltry pendicle or patch of ground."[89] In Ireland and in Cornwall much the same evidence is forthcoming, and elsewhere I have taken some pains to show that these local customs are the isolated survivals in late times of early tribal practices.[90]

We next turn to the second essential incident of the tale--the surrender of the estate during the owner's lifetime. This is a well-marked feature of early custom, and Du Chaillu has preserved something like the survival of the ritual observances connected with it in his account of the Scandinavian practice. On a visit to Husum he witnessed the ceremonial which attended the immemorial custom of the farm coming into possession of the eldest son, the father still being alive. The following is Mr. Du Chaillu's description, and the details are important: "The dinner being ready, all the members of the family came in and seated themselves around the board, the father taking, as is customary, the head of the table. All at once, Roar, who was not seated, came to his father and said, 'Father, you are getting old; let me take your place.' 'Oh, no, my son,' was the answer, 'I am not too old to work; it is not yet time: wait awhile.' Then, with an entreating look, Roar said, 'Oh, father, all your children and myself are often sorry to see you look so tired when the day's labour is over: the work of the farm is too much for you; it is time for you to rest and do nothing. Rest in your old age. Oh, let me take your place at the head of the table.' All the faces were now extremely sober, and tears were seen in many eyes. 'Not yet, my son.' 'Oh, yes, father.'

Then said the whole family, 'Now it is time for you to rest.' He rose, and Roar took his place, and was then the master. His father, henceforth, would have nothing to do, was to live in a comfortable house, and to receive yearly a stipulated amount of grain or flour, potatoes, milk, cheese, b.u.t.ter, meat, etc."[91] Without stopping to a.n.a.lyse this singular ceremony in detail, it is important to note that old age is the a.s.signed cause of resignation by the father of his estate; that the ceremony is evidently based upon traditional forms, the meaning of which is not distinctly comprehended by the present performers; that the father is supported by his successor. As a proof that we have here a survival of very ancient practice, it may be noticed that in Spiti, a part of the Punjab, an exact parallel occurs.

There the father retires from the heads.h.i.+p of the family when his eldest son is of full age, and has taken unto himself a wife; on each estate there is a kind of dower-house with a plot of land attached, to which the father in these cases retires.[92] In Bavaria and in Wurtemberg the same custom obtains,[93] and the sagas of the North also confirm it as an ancient custom.[94]

Of the third incident in the tale, the living of the father with his children, Mr. Campbell says this points to the old Highland cl.u.s.ter of houses and to the farm worked by several families in common,[95] and I think we have here the explanation why the father in Scotland did not have his "dower-house," as he did in Scandinavia and in Spiti.

We next come to the fourth incident, the attempted killing of the old father. Now, from some of the earliest accounts of travels in Britain, we know that the death of the aged by violence was a signal element of the native customs. "They die only when they have lived long enough; for when the aged men have made good cheere and anoynted their bodies with sweet ointments they leape off a certain rocke into the sea."

That we have in this episode of the story, remains of customs which once existed in the North, Mr. Elton affords proof, both from saga-history and from the practice of later times, when "the Swedes and Pomeranians killed their old people in the way which was indicated by the pa.s.sage quoted above."[96] It is the custom of many savage tribes, and the observances made use of are sometimes suggestive of the facts of the tale we are now a.n.a.lysing. Thus, among the Todas of the Nilgiri Hills, they place the old people in large earthen jars with some food, and leave them to perish;[97] while among the Hottentots, Kolben says, "when persons become unable to perform the least office for themselves they are then placed in a solitary hut at a considerable distance, with a small stock of provisions within their reach, where they are left to die of hunger, or be devoured by the wild beasts."[98]

The important bearing of these incidents of barbarous and savage life upon our subject will be seen when we pa.s.s on to our fifth incident, namely, the significant use of the mallet. Some curious explanations have been given of this. Mr. Thorns once thought it might be identified with Malleus, the name of the Devil.[99] Nork has attempted with more reason to identify it with the hammer of Thor.[100] But the real identification is closer than this. Thus, it is connected with the Valhalla practices, already noted, by the fact that if an old Norseman becomes too frail to travel to the cliff, in order to throw himself over, his kinsman would save him the disgrace of dying "like a cow in the straw," and would beat him to death with the family club.[101] Mr. Elton, who quotes this pa.s.sage, adds in a note that one of the family clubs is still preserved at a farm in East Gothland.[102] Aubrey has preserved an old English "countrie story" of "the holy mawle, which (they fancy) hung behind the church dore, which, when the father was seaventie, the sonne might fetch to knock his father in the head, as effte, & of no more use."[103] That Aubrey preserved a true tradition is proved by what we learn of similar practices elsewhere. Thus, in fifteenth-century MSS. of prose romances found in English and also in Welsh, Sir Perceval, in his adventures in quest of the Holy Grail, being at one time ill at ease, congratulates himself that he is not like those men of Wales, where sons pull their fathers out of bed and kill them to save the disgrace of their dying in bed.[104] Keysler cites several instances of this savage custom in Prussia, and a Count Schulenberg rescued an old man who was being beaten to death by his sons at a place called Jammerholz, or "Woful Wood;" while a Countess of Nansfield, in the fourteenth century, is said to have saved the life of an old man on the Luneberg Heath under similar circ.u.mstances.

Our investigation of barbarous and savage customs, which connect themselves with the essential incidents of this Highland tale, has at this point taken us outside the framework of the story. The old father in the tale was not killed by the mallet, but he is said to have used it as a warning to others to stop the practice of giving up their property during lifetime. We have already seen that this practice was an actual custom in early times, appearing in local survivals both in England and Scotland. Therefore the story must have arisen at a time when this practice was undergoing a change. We must note, too, that the whole story leads up to the finding of a mallet with the rhyming inscription written thereon, connecting it with the instrument of death to the aged, but only on certain conditions. If, then, we can find that the rhyming inscription on the mallet has an existence quite apart from the story, and if we can find that mallets bearing such an inscription do actually exist, we may fairly conclude that the story, which, in Scotland, is the vehicle of transmission of the rhyme, is of later origin than the rhyme itself.

First of all, it is to be noted under this head that Wright, in a note to the Latin story we have already quoted, gives from John of Bromyard's _Summa Predicantium_ another English version of the verse--

"Wit this betel the smieth And alle the worle thit wite That thevt the ungunde alle thing, And goht him selve a beggyng,"

which shows, I think, the popularity of the verse in the vernacular.

Clearly, then, the Latin version is a translation of this, and not _vice versa_. It must have been a rhyming formula in the vernacular, which had a life of its own quite outside its adoption into literature.

This inferential proof of the actual life of the English rhyming formula is confirmed by actual facts in the case of the corresponding German formula. Nork, in the volume I have already quoted, collects evidence from Grimm, Haupt, and others, which proves that sometimes in front of a house, as at Osnabruck, and sometimes at the city gate, as in several of the cities of Silesia and Saxony, there hangs a mallet with this inscription:--

"Wer den kindern gibt das Brod Und selber dabei leidet Noth Den schlagt mit dieser keule todt"--

which Mr. Thoms has Englished thus:--

"Who to his children gives his bread And thereby himself suffers need, With this mallet strike him dead."[105]

These rhymes are the same as those in the Scottish tale and its Latin a.n.a.logue, and that they are preserved on the selfsame instrument which is mentioned in the story as bearing the inscription is proof enough, I think, that the mallets and their rhyming formulae are far older than the story. They are not mythical, the story is; their history is contained in the facts we have above detailed; the life of the folk-tale commences when the use or formula of the mallet ceases to be part of the social inst.i.tutions.

To the rhyming formulae, then, I would trace the rise of the mythic tale told by the Highland peasant in 1862 to Mr. J. F. Campbell. The old customs which we have detailed as the true origin of the mallet, and its hideous use in killing the aged and infirm, had died out, but the symbol of them remained. To explain the symbol a myth was created, which kept sufficiently near to the original idea as to retain evidence of its close connection with the descent of property; and thus was launched the dateless, impersonal, unlocalised story which Mr. Campbell has given as a specimen of vagrant traditions, which "must have been invented after agriculture and fixed habitations, after laws of property and inheritance; but it may be as old as the lake-dwellings of Switzerland, or Egyptian civilisation, or Adam, whose sons tilled the earth."[106] I would venture to rewrite the last clause of this dictum of the great master of folk-tales, and I would suggest that the story, whatever its age as a story, tells us of facts in the life of its earliest narrators which do not belong to Teutonic or Celtic history. The Teuton and the Celt, with their traditional reverence for parental authority, at once patriarchal and priestly, would retain, with singular clearness, the memory of traditions, or it may be observations, of an altogether different set of ideas which belonged to the race with which they first came into contact. But whether the story is a mythic interpretation by Celts of pre-Celtic practices, or a pre-Celtic tradition, varied as soon as it became the property of the Celt to suit Celtic ideas, it clearly takes us back to practices very remote, to use Mr. Elton's forcible words, from the reverence for the parents' authority which might have perhaps been expected from descendants of "the Aryan household."[107] These practices lead us back to a period of savagery, of which we have to speak in terms of race distinction if we would get at its root.[108]

The importance of such a conclusion cannot be overrated, for it leads directly to the issue which must be raised whenever an investigation of tradition leaves us with materials, which are promptly rejected as fragments of Celtic history because they are too savage, but which need not therefore be rejected as history, because they may be referred further back than Celtic history.

If we proceed by more drastic methods, by the methods of statistics, we shall arrive at much the same conclusion.[109] Taking the first twelve stories in Grimm's great collection, we find that seven of them yield elements which we are ent.i.tled to call savage, because they are so far removed from the European culture amidst which the folk-tales have lived, and because these elements belong not to the accidentals of the stories but to the essentials. Thus, if we divide the folk-tale into its components, we shall find that it consists of three features:--

1. The story radicals, or essential plot;

2. The story accidentals, or ill.u.s.trative points;

3. Modern gloss upon the events in the story--

and if we go on to allocate the various incidents of the stories to these three heads, we get the following common results with regard to seven out of the twelve first stories of Grimm's great collection:--

I.--FROG PRINCE

---------------+--------------+--------------+--------------+-------------- Story Story Added Modern radicals accidentals features gloss ---------------+--------------+--------------+--------------+-------------- Youngest daughter Fountain or well the locality of leading incident Frog 1. Savage prince=totem elements Frog prince -- -- -- stays at the house of his future wife Exogamous marriage, the prince coming from a foreign country ---------------+--------------+--------------+--------------+-------------- Faithful 2. Fantastic servant element -- -- whose heart -- is bound by iron bands ---------------+--------------+--------------+--------------+-------------- Kingly state and its trappings-- the princess wears a crown on 3. Rank and -- -- -- ordinary splendour occasions, and yet opens the door to a visitor while at dinner ---------------+--------------+--------------+--------------+--------------