Rousseau Part 26

_Ib._ 547.

CHAPTER III.

THE SOCIAL CONTRACT.

The dominant belief of the best minds of the latter half of the eighteenth century was a pa.s.sionate faith in the illimitable possibilities of human progress. Nothing short of a general overthrow of the planet could in their eyes stay the ever upward movement of human perfectibility. They differed as to the details of the philosophy of government which they deduced from this philosophy of society, but the conviction that a golden era of tolerance, enlightenment, and material prosperity was close at hand, belonged to them all. Rousseau set his face the other way. For him the golden era had pa.s.sed away from our globe many centuries ago. Simplicity had fled from the earth. Wisdom and heroism had vanished from out of the minds of leaders. The spirit of citizens.h.i.+p had gone from those who should have upheld the social union in brotherly accord. The dream of human perfectibility which nerved men like Condorcet, was to Rousseau a sour and fantastic mockery. The utmost that men could do was to turn their eyes to the past, to obliterate the interval, to try to walk for a s.p.a.ce in the track of the ancient societies. They would hardly succeed, but endeavour might at least do something to stay the plague of universal degeneracy. Hence the fatality of his system. It placed the centre of social activity elsewhere than in careful and rational examination of social conditions, and in careful and rational effort to modify them. As we began by saying, it subst.i.tuted a retrograde aspiration for direction, and emotion for the discovery of law. We can hardly wonder, when we think of the intense exaltation of spirit produced both by the perfectibilitarians and the followers of Rousseau, and at the same time of the political degradation and material disorder of France, that so violent a contrast between the ideal and the actual led to a great volcanic outbreak. Alas, the crucial difficulty of political change is to summon new force without destroying the sound parts of a structure which it has taken so many generations to erect. The Social Contract is the formal denial of the possibility of successfully overcoming the difficulty.

"Although man deprives himself in the civil state of many advantages which he holds from nature, yet he acquires in return others so great, his faculties exercise and develop themselves, his ideas extend, his sentiments are enn.o.bled, his whole soul is raised to such a degree, that if the abuses of this new condition did not so often degrade him below that from which he has emerged, he would be bound to bless without ceasing the happy moment which rescued him from it for ever, and out of a stupid and blind animal made an intelligent being and a man."[176] The little parenthesis as to the frequent degradation produced by the abuses of the social condition, does not prevent us from recognising in the whole pa.s.sage a tolerably complete surrender of the main position which was taken up in the two Discourses. The short treatise on the Social Contract is an inquiry into the just foundations and most proper form of that very political society, which the Discourses showed to have its foundation in injustice, and to be incapable of receiving any form proper for the attainment of the full measure of human happiness.

Inequality in the same way is no longer denounced, but accepted and defined. Locke's influence has begun to tell. The two princ.i.p.al objects of every system of legislation are declared to be liberty and equality. By equality we are warned not to understand that the degrees of power and wealth should be absolutely the same, but that in respect of power, such power should be out of reach of any violence, and be invariably exercised in virtue of the laws; and in respect of riches, that no citizen should be wealthy enough to buy another, and none poor enough to sell himself. Do you say this equality is a mere chimera? It is precisely because the force of things is constantly tending to destroy equality, that the force of legislation ought as constantly to be directed towards upholding it.[177] This is much clearer than the indefinite way of speaking which we have already noticed in the second Discourse. It means neither more nor less than that equality before the law which is one of the elementary marks of a perfectly free community.

The idea of the law being constantly directed to counteract the tendencies to violent inequalities in material possessions among different members of a society, is too vague to be criticised. Does it cover and warrant so sweeping a measure as the old _seisachtheia_ of Solon, voiding all contracts in which the debtor had pledged his land or his person; or such measures as the agrarian laws of Licinius and the Gracchi? Or is it to go no further than to condemn such a law as that which in England gives unwilled lands to the eldest son? We can only criticise accurately a general idea of this sort in connection with specific projects in which it is applied. As it stands, it is no more than the expression of what the author thinks a wise principle of public policy. It a.s.sumes the existence of property just as completely as the theory of the most rigorous capitalist could do; it gives no encouragement, as the Discourse did, to the notion of an equality in being without property. There is no element of communism in a principle so stated, but it suggests a social idea, based on the moral claim of men to have equality of opportunity. This ideal stamped itself on the minds of Robespierre and the other revolutionary leaders, and led to practical results in the sale of the Church and other lands in small lots, so as to give the peasant a market to buy in. The effect of the economic change thus introduced happened to work in the direction in which Rousseau pointed, for it is now known that the most remarkable and most permanent of the consequences of the revolution in the owners.h.i.+p of land was the erection, between the two extreme cla.s.ses of proprietors, of an immense body of middle-cla.s.s freeholders. This state is not equality, but gradation, and there is undoubtedly an immense difference between the two. Still its origin is an ill.u.s.tration on the largest scale in history of the force of legislation being exerted to counteract an irregularity that had become unbearable.[178]

Notwithstanding the disappearance of the more extravagant elements of the old thesis, the new speculation was far from being purged of the fundamental errors that had given such popularity to its predecessors.

"If the sea," he says in one place, "bathes nothing but inaccessible rocks on your coasts, remain barbarous ichthyophagi; you will live all the more tranquilly for it, better perhaps, and a.s.suredly more happily."[179] Apart from an outburst like this, the central idea remained the same, though it was approached from another side and with different objects. The picture of a state of nature had lost none of its perilous attraction, though it was hung in a slightly changed light. It remained the starting-point of the right and normal const.i.tution of civil society, just as it had been the starting-point of the denunciation of civil society as incapable of right const.i.tution, and as necessarily and for ever abnormal. Equally with the Discourses, the Social Contract is a repudiation of that historic method which traces the present along a line of ascertained circ.u.mstances, and seeks an improved future in an unbroken continuation of that line. The opening words, which sent such a thrill through the generation to which they were uttered in two continents, "Man is born free, and everywhere he is in chains," tell us at the outset that we are as far away as ever from the patient method of positive observation, and as deeply buried as ever in deducing practical maxims from a set of conditions which never had any other than an abstract and phantasmatic existence. How is a man born free?

If he is born into isolation, he perishes instantly. If he is born into a family, he is at the moment of his birth committed to a state of social relation, in however rudimentary a form; and the more or less of freedom which this state may ultimately permit to him, depends upon circ.u.mstances. Man was hardly born free among Romans and Athenians, when both law and public opinion left a father at perfect liberty to expose his new-born infant. And the more primitive the circ.u.mstances, the later the period at which he gains freedom. A child was not born free in the early days of the Roman state, when the _patria potestas_ was a vigorous reality. Nor, to go yet further back, was he born free in the times of the Hebrew patriarchs, when Abraham had full right of sacrificing his son, and Jephthah of sacrificing his daughter.

But to speak thus is to speak what we do know. Rousseau was not open to such testimony. "My principles," he said in contempt of Grotius, "are not founded on the authority of poets; they come from the nature of things and are based on reason."[180] He does indeed in one place express his reverence for the Judaic law, and administers a just rebuke to the philosophic arrogance which saw only successful impostors in the old legislators.[181] But he paid no attention to the processes and usages of which this law was the organic expression, nor did he allow himself to learn from it the actual conditions of the social state which accepted it. It was Locke, whose essay on civil government haunts us throughout the Social Contract, who had taught him that men are born free, equal, and independent. Locke evaded the difficulty of the dependence of childhood by saying that when the son comes to the estate that made his father a free man, he becomes a free man too.[182] What of the old Roman use permitting a father to sell his son three times? In the same metaphysical spirit Locke had laid down the absolute proposition that "conjugal society is made by a voluntary compact between man and woman."[183] This is true of a small number of western societies in our own day, but what of the primitive usages of communal marriages, marriages by capture, purchase, and the rest? We do not mean it as any discredit to writers upon government in the seventeenth century that they did not make good out of their own consciousness the necessary want of knowledge about primitive communities. But it is necessary to point out, first, that they did not realise all the knowledge within their reach, and next that, as a consequence of this, their propositions had a quality that vitiated all their speculative worth. Filmer's contention that man is not naturally free was truer than the position of Locke and Rousseau, and it was so because Filmer consulted and appealed to the most authentic of the historic records then accessible.[184]

It is the more singular that Rousseau should have thus deliberately put aside all but the most arbitrary and empirical historical lessons, and it shows the extraordinary force with which men may be mastered by abstract prepossessions, even when they have a partial knowledge of the antidote; because Rousseau in several places not only admits, but insists upon, the necessity of making inst.i.tutions relative to the state of the community, in respect of size, soil, manners, occupation, morality, character. "It is in view of such relations as these that we must a.s.sign to each people a particular system, which shall be the best, not perhaps in itself, but for the state for which it is destined."[185] In another place he calls attention to manners, customs, above all to opinion, as the part of a social system on which the success of all the rest depends; particular rules being only the arching of the vault, of which manners, though so much tardier in rising, form a key-stone that can never be disturbed.[186] This was excellent so far as it went, but it was one of the many great truths, which men may hold in their minds without appreciating their full value. He did not see that these manners, customs, opinions, have old roots which must be sought in a historic past; that they are connected with the const.i.tution of human nature, and that then in turn they prepare modifications of that const.i.tution. His narrow, symmetrical, impatient humour unfitted him to deal with the complex tangle of the history of social growths. It was essential to his mental comfort that he should be able to see a picture of perfect order and logical system at both ends of his speculation. Hence, he invented, to begin with, his ideal state of nature, and an ideal mode of pa.s.sing from that to the social state. He swept away in his imagination the whole series of actual incidents between present and past; and he constructed a system which might be imposed upon all societies indifferently by a legislator summoned for that purpose, to wipe out existing uses, laws, and inst.i.tutions, and make afresh a clear and undisturbed beginning of national life. The force of habit was slowly and insensibly to be subst.i.tuted for that of the legislator's authority, but the existence of such habits previously as forces to be dealt with, and the existence of certain limits of pliancy in the conditions of human nature and social possibility, are facts of which the author of the Social Contract takes not the least account.

Rousseau knew hardly any history, and the few isolated pieces of old fact which he had picked up in his very slight reading were exactly the most unfortunate that a student in need of the historic method could possibly have fallen in with. The ill.u.s.trations which are scantily dispersed in his pages,--and we must remark that they are no more than ill.u.s.trations for conclusions arrived at quite independently of them, and not the historical proof and foundations of his conclusions,--are nearly all from the annals of the small states of ancient Greece, and from the earlier times of the Roman republic. We have already pointed out to what an extent his imagination was struck at the time of his first compositions by the tale of Lycurgus. The influence of the same notions is still paramount. The hopelessness of giving good laws to a corrupt people is supposed to be demonstrated by the case of Minos, whose legislation failed in Crete because the people for whom he made laws were sunk in vices; and by the further example of Plato, who refused to give laws to the Arcadians and Cyrenians, knowing that they were too rich and could never suffer equality.[187] The writer is thinking of Plato's Laws, when he says that just as nature has fixed limits to the stature of a well-formed man, outside of which she produces giants and dwarfs, so with reference to the best const.i.tution for a state, there are bounds to its extent, so that it may be neither too large to be capable of good government, nor too small to be independent and self-sufficing. The further the social bond is extended, the more relaxed it becomes, and in general a small state is proportionally stronger than a large one.[188] In the remarks with which he proceeds to corroborate this position, we can plainly see that he is privately contrasting an independent Greek community with the unwieldy oriental monarchy against which at one critical period Greece had to contend. He had never realised the possibility of such forms of polity as the Roman Empire, or the half-federal dominion of England which took such enormous dimensions in his time, or the great confederation of states which came to birth two years before he died. He was the servant of his own metaphor, as the Greek writers so often were. His argument that a state must be of a moderate size because the rightly shapen man is neither dwarf nor giant, is exactly on a par with Aristotle's argument to the same effect, on the ground that beauty demands size, and there must not be too great nor too small size, because a s.h.i.+p sails badly if it be either too heavy or too light.[189] And when Rousseau supposes the state to have ten thousand inhabitants, and talks about the right size of its territory,[190] who does not think of the five thousand and forty which the Athenian Stranger prescribed to Cleinias the Cretan as the exactly proper number for the perfectly formed state?[191] The prediction of the short career which awaits a state that is cursed with an extensive and accessible seaboard, corresponds precisely with the Athenian Stranger's satisfaction that the new city is to be eighty stadia from the coast.[192] When Rousseau himself began to think about the organisation of Corsica, he praised the selection of Corte as the chief town of a patriotic administration, because it was far from the sea, and so its inhabitants would long preserve their simplicity and uprightness.[193]

And in later years still, when meditating upon a const.i.tution for Poland, he propounded an economic system essentially Spartan; the people were enjoined to think little about foreigners, to give themselves little concern about commerce, to suppress stamped paper, and to put a t.i.the upon the land.[194]

The chapter on the Legislator is in the same region. We are again referred to Lycurgus; and to the circ.u.mstance that Greek towns usually confided to a stranger the sacred task of drawing up their laws. His experience in Venice and the history of his native town supplemented the examples of Greece. Geneva summoned a stranger to legislate for her, and "those who only look on Calvin as a theologian have a scanty idea of the extent of his genius; the preparation of our wise edicts, in which he had so large a part, do him as much honour as his Inst.i.tutes."[195] Rousseau's vision was too narrow to let him see the growth of government and laws as a co-ordinate process, flowing from the growth of all the other parts and organs of society, and advancing in more or less equal step along with them. He could begin with nothing short of an absolute legislator, who should impose a system from without by a single act, a structure hit upon once for all by his individual wisdom, not slowly wrought out by many minds, with popular a.s.sent and co-operation, at the suggestion of changing social circ.u.mstances and need.[196]

All this would be of very trifling importance in the history of political literature, but for the extraordinary influence which circ.u.mstances ultimately bestowed upon it. The Social Contract was the gospel of the Jacobins, and much of the action of the supreme party in France during the first months of the year 1794 is only fully intelligible when we look upon it as the result and practical application of Rousseau's teaching. The conception of the situation entertained by Robespierre and Saint Just was entirely moulded on all this talk about the legislators of Greece and Geneva. "The transition of an oppressed nation to democracy is like the effort by which nature rose from nothingness to existence. You must entirely refas.h.i.+on a people whom you wish to make free--destroy its prejudices, alter its habits, limit its necessities, root up its vices, purify its desires.

The state therefore must lay hold on every human being at his birth, and direct his education with powerful hand. Solon's weak confidence threw Athens into fresh slavery, while Lycurgus's severity founded the republic of Sparta on an immovable basis."[197] These words, which come from a decree of the Committee of Public Safety, might well be taken for an excerpt from the Social Contract. The fragments of the inst.i.tutions by which Saint Just intended to regenerate his country, reveal a man with the example of Lycurgus before his eyes in every line he wrote.[198] When on the eve of the Thermidorian revolution which overthrew him and his party, he insisted on the necessity of a dictators.h.i.+p, he was only thinking of the means by which he should at length obtain the necessary power for forcing his regenerating projects on the country; for he knew that Robespierre, whom he named as the man for the dictators.h.i.+p, accepted his projects, and would lend the full force of the temporal arm to the propagation of ideas which they had acquired together from Jean Jacques, and from the Greeks to whom Jean Jacques had sent them for example and instruction.[199] No doubt the condition of France after 1792 must naturally have struck any one too deeply imbued with the spirit of the Social Contract to look beneath the surface of the society with which the Convention had to deal, as urgently inviting a lawgiver of the ancient stamp. The old order in church and state had been swept away, no organs for the performance of the functions of national life were visible, the moral ideas which had bound the social elements together in the extinct monarchy seemed to be permanently sapped. A politician who had for years been dreaming about Minos and Lycurgus and Calvin, especially if he lived in a state with such a tradition of centralisation as ruled in France, was sure to suppose that here was the scene and the moment for a splendid repet.i.tion on an immense scale of those immortal achievements. The futility of the attempt was the practical and ever memorable ill.u.s.tration of the defect of Rousseau's geometrical method.

It was one thing to make laws for the handful of people who lived in Geneva in the sixteenth century, united in religious faith, and accepting the same form and conception of the common good. It was a very different thing to try to play Calvin over some twenty-five millions of a heterogeneously composed nation, abounding in variations of temperament, faith, laws, and habits and weltering in unfathomable distractions. The French did indeed at length invite a heaven-sent stranger from Corsica to make laws for them, but not until he had set his foot upon their neck; and even Napoleon Bonaparte, who had begun life like the rest of his generation by writing Rousseauite essays, made a swift return to the historic method in the equivocal shape of the Concordat.

Not only were Rousseau's schemes of polity conceived from the point of view of a small territory with a limited population. "You must not,"

he says in one place, "make the abuses of great states an objection to a writer who would fain have none but small ones."[200] Again, when he said that in a truly free state the citizens performed all their services to the community with their arms and none by money, and that he looked upon the corvee (or compulsory labour on the public roads) as less hostile to freedom than taxes,[201] he showed that he was thinking of a state not greatly pa.s.sing the dimensions of a parish.

This was not the only defect of his schemes. They a.s.sumed a sort of state of nature in the minds of the people with whom the lawgiver had to deal. Saint Just made the same a.s.sumption afterwards, and trusted to his military school to erect on these bare plots whatever superstructure he might think fit to appoint. A society that had for so many centuries been organised and moulded by a powerful and energetic church, armed with a definite doctrine, fixing the same moral tendencies in a long series of successive generations, was not in the naked mental state which the Jacobins postulated. It was not prepared to accept free divorce, the subst.i.tution of friends.h.i.+p for marriage, the displacement of the family by the military school, and the other articles in Saint Just's programme of social renovation. The twelve apostles went among people who were morally swept and garnished, and they went armed with instruments proper to seize the imagination of their hearers. All moral reformers seek the ignorant and simple, poor fishermen in one scene, labourers and women in another, for the good reason that new ideas only make way on ground that is not already too heavily enc.u.mbered with prejudices. But France in 1793 was in no condition of this kind. Opinion in all its spheres was deepened by an old and powerful organisation, to a degree which made any attempt to abolish the opinion, as the organisation appeared to have been abolished, quite hopeless until the lapse of three or four hundred years had allowed due time for dissolution. After all it was not until the fourth century of our era that the work of even the twelve apostles began to tell decisively and quickly. As for the Lycurgus of whom the French chattered, if such a personality ever existed out of the region of myth, he came to his people armed with an oracle from the G.o.ds, just as Moses did, and was himself regarded as having a nature touched with divinity. No such pretensions could well be made by any French legislator within a dozen years or so of the death of Voltaire.

Let us here remark that it was exactly what strikes us as the desperate absurdity of the a.s.sumptions of the Social Contract, which const.i.tuted the power of that work, when it accidentally fell into the hands of men who surveyed a national system wrecked in all its parts.

The Social Contract is worked out precisely in that fas.h.i.+on which, if it touches men at all, makes them into fanatics. Long trains of reasoning, careful allegation of proofs, patient admission on every hand of qualifying propositions and mult.i.tudinous limitations, are essential to science, and produce treatises that guide the wise statesman in normal times. But it is dogma that gives fervour to a sect. There are always large cla.s.ses of minds to whom anything in the shape of a vigorously compact system is irresistibly fascinating, and to whom the qualification of a proposition, or the limitation of a theoretic principle is distressing or intolerable. Such persons always come to the front for a season in times of distraction, when the party that knows its own aims most definitely is sure to have the best chance of obtaining power. And Rousseau's method charmed their temperament. A man who handles sets of complex facts is necessarily slow-footed, but one who has only words to deal with, may advance with a speed, a precision, a consistency, a conclusiveness, that has a magical potency over men who insist on having politics and theology drawn out in exact theorems like those of Euclid.

Rousseau traces his conclusions from words, and develops his system from the interior germs of phrases. Like the typical schoolman, he a.s.sumes that a.n.a.lysis of terms is the right way of acquiring new knowledge about things; he mistakes the multiplication of propositions for the discovery of fresh truth. Many pages of the Social Contract are mere logical deductions from verbal definitions: the slightest attempt to confront them with actual fact would have shown them to be not only valueless, but wholly meaningless, in connection with real human nature and the visible working of human affairs. He looks into the word, or into his own verbal notion, and tells us what is to be found in that, whereas we need to be told the marks and qualities that distinguish the object which the word is meant to recall. Hence arises his habit of setting himself questions, with reference to which we cannot say that the answers are not true, but only that the questions themselves were never worth asking. Here is an instance of his method of supposing that to draw something from a verbal notion is to find out something corresponding to fact. "We can distinguish in the magistrate three essentially different wills: 1st, the will peculiar to him as an individual, which only tends to his own particular advantage; 2nd, the common will of the magistrates, which refers only to the advantage of the prince [_i.e._ the government], and this we may name corporate will, which is general in relation to the government, and particular in relation to the state of which the government is a part; 3rd, the will of the people or sovereign will, which is general, as well in relation to the state considered as a whole, as in relation to the government considered as part of the whole."[202] It might be hard to prove that all this is not true, but then it is unreal and comes to nothing, as we see if we take the trouble to turn it into real matter. Thus a member of the British House of Commons, who is a magistrate in Rousseau's sense, has three essentially different wills: first, as a man, Mr. So-and-so; second, his corporate will, as member of the chamber, and this will is general in relation to the legislature, but particular in relation to the whole body of electors and peers; third, his will as a member of the great electoral body, which is a general will alike in relation to the electoral body and to the legislature. An English publicist is perfectly welcome to make a.s.sertions of this kind, if he chooses to do so, and n.o.body will take the trouble to deny them. But they are nonsense. They do not correspond to the real composition of a member of parliament, nor do they shed the smallest light upon any part either of the theory of government in general, or the working of our own government in particular. Almost the same kind of observation might be made of the famous dogmatic statements about sovereignty.

"Sovereignty, being only the exercise of the general will, can never be alienated, and the sovereign, who is only a collective being, can only be represented by himself: the power may be transmitted, but not the will;"[203] sovereignty is indivisible, not only in principle, but in object;[204] and so forth. We shall have to consider these remarks from another point of view. At present we refer to them as ill.u.s.trating the character of the book, as consisting of a number of expansions of definitions, a.n.a.lysed as words, not compared with the facts of which the words are representatives. This way of treating political theory enabled the writer to a.s.sume an air of cert.i.tude and precision, which led narrow deductive minds completely captive. Burke poured merited scorn on the application of geometry to politics and algebraic formulas to government, but then it was just this seeming demonstration, this measured accuracy, that filled Rousseau's disciples with a supreme and undoubting confidence which leaves the modern student of these schemes in amazement unspeakable. The thinness of Robespierre's ideas on government ceases to astonish us, when we remember that he had not trained himself to look upon it as the art of dealing with huge groups of conflicting interests, of hostile pa.s.sions, of hardly reconcilable aims, of vehemently opposed forces.

He had disciplined his political intelligence on such meagre and unsubstantial argumentation as the following:--"Let us suppose the state composed of ten thousand citizens. The sovereign can only be considered collectively and as a body; but each person, in his quality as subject, is considered as an individual unit; thus the sovereign is to the subject as ten thousand is to one; in other words, each member of the state has for his share only the ten-thousandth part of the sovereign authority, though he is submitted to it in all his own entirety. If the people be composed of a hundred thousand men, the condition of the subjects does not change, and each of them bears equally the whole empire of the laws, while his suffrage, reduced to a hundred-thousandth, has ten times less influence in drawing them up.

Then, the subject remaining still only one, the relation of the sovereign augments in the ratio of the number of the citizens. Whence it follows that, the larger the state becomes, the more does liberty diminish."[205]

Apart from these arithmetical conceptions, and the deep charm which their a.s.surance of expression had for the narrow and fervid minds of which England and Germany seem to have got finally rid in Anabaptists and Fifth Monarchy men, but which still haunted France, there were maxims in the Social Contract of remarkable convenience for the members of a Committee of Public Safety. "How can a blind mult.i.tude,"

the writer asks in one place, "which so often does not know its own will, because it seldom knows what is good for it, execute of itself an undertaking so vast and so difficult as a system of legislation?"[206] Again, "as nature gives to each man an absolute power over all his members, so the social pact gives to the body politic an absolute power over all its members; and it is this same power which, when directed by the general will, bears, as I have said, the name of sovereignty."[207] Above all, the little chapter on a dictators.h.i.+p is the very foundation of the position of the Robespierrists in the few months immediately preceding their fall. "It is evidently the first intention of the people that the state should not perish," and so on, with much criticism of the system of occasional dictators.h.i.+ps, as they were resorted to in old Rome.[208]

Yet this does not in itself go much beyond the old monarchic doctrine of Prerogative, as a corrective for the slowness and want of immediate applicability of mere legal processes in cases of state emergency; and it is worth noticing again and again that in spite of the shriekings of reaction, the few atrocities of the Terror are an almost invisible speck compared with the atrocities of Christian churchmen and lawful kings, perpetrated in accordance with their notion of what const.i.tuted public safety. So far as Rousseau's intention goes, we find in his writings one of the strongest denunciations of the doctrine of public safety that is to be found in any of the writings of the century. "Is the safety of a citizen," he cries, "less the common cause than the safety of the state? They may tell us that it is well that one should perish on behalf of all. I will admire such a sentence in the mouth of a virtuous patriot, who voluntarily and for duty's sake devotes himself to death for the salvation of his country. But if we are to understand that it is allowed to the government to sacrifice an innocent person for the safety of the mult.i.tude, I hold this maxim for one of the most execrable that tyranny has ever invented, and the most dangerous that can be admitted."[209] It may be said that the Terrorists did not sacrifice innocent life, but the plea is frivolous on the lips of men who proscribed whole cla.s.ses. You cannot justly draw a capital indictment against a cla.s.s. Rousseau, however, cannot fairly be said to have had a share in the responsibility for the more criminal part of the policy of 1793, any more than the founder of Christianity is responsible for the atrocities that have been committed by the more ardent wors.h.i.+ppers of his name, and justified by stray texts caught up from the gospels. Helvetius had said, "All becomes legitimate and even virtuous on behalf of the public safety."

Rousseau wrote in the margin, "The public safety is nothing unless individuals enjoy security."[210] The author of a theory is not answerable for the applications which may be read into it by the pa.s.sions of men and the exigencies of a violent crisis. Such applications show this much and no more, that the theory was constructed with an imperfect consideration of the qualities of human nature, with too narrow a view of the conditions of society, and therefore with an inadequate appreciation of the consequences which the theory might be drawn to support.

It is time to come to the central conception of the Social Contract, the dogma which made of it for a time the gospel of a nation, the memorable doctrine of the sovereignty of peoples. Of this doctrine Rousseau was a.s.suredly not the inventor, though the exaggerated language of some popular writers in France leads us to suppose that they think of him as nothing less. Even in the thirteenth century the const.i.tution of the Orders, and the contests of the friars with the clergy, had engendered faintly democratic ways of thinking.[211] Among others the great Aquinas had protested against the juristic doctrine that the law is the pleasure of the prince. The will of the prince, he says, to be a law, must be directed by reason; law is appointed for the common good, and not for a special or private good: it follows from this that only the reason of the mult.i.tude, or of a prince representing the mult.i.tude, can make a law.[212] A still more remarkable approach to later views was made by Marsilio of Padua, physician to Lewis of Bavaria, who wrote a strong book on his master's side, in the great contest between him and the pope (1324). Marsilio in the first part of his work not only lays down very elaborately the proposition that laws ought to be made by the "_universitas civium_"; he places this sovereignty of the people on the true basis (which Rousseau only took for a secondary support to his original compact), namely, the greater likelihood of laws being obeyed in the first place, and being good laws in the second, when they are made by the body of the persons affected. "No one knowingly does hurt to himself, or deliberately asks what is unjust, and on that account all or a great majority must wish such law as best suits the common interest of the citizens."[213] Turning from this to the Social Contract, or to Locke's essay on Government, the ident.i.ty in doctrine and correspondence in dialect may teach us how little true originality there can he among thinkers who are in the same stage; how a metaphysician of the thirteenth century and a metaphysician of the eighteenth hit on the same doctrine; and how the true cla.s.sification of thinkers does not follow intervals of time, but is fixed by differences of method. It is impossible that in the constant play of circ.u.mstances and ideas in the minds of different thinkers, the same combinations of form and colour in a philosophic arrangement of such circ.u.mstances and ideas should not recur. Signal novelties in thought are as limited as signal inventions in architectural construction. It is only one of the great changes in method, that can remove the limits of the old combinations, by bringing new material and fundamentally altering the point of view.

In the sixteenth century there were numerous writers who declared the right of subjects to depose a bad sovereign, but this position is to be distinguished from Rousseau's doctrine. Thus, if we turn to the great historic event of 1581, the rejection of the yoke of Spain by the Dutch, we find the Declaration of Independence running, "that if a prince is appointed by G.o.d over the land, it is to protect them from harm, even as a shepherd to the guardians.h.i.+p of his flock. The subjects are not appointed by G.o.d for the behoof of the prince, but the prince for his subjects, without whom he is no prince." This is obviously divine right, fundamentally modified by a popular principle, accepted to meet the exigencies of the occasion, and to justify after the event a measure which was dictated by urgent need for practical relief. Such a notion of the social compact was still emphatically in the semi-patriarchal stage, and is distinct as can be from the dogma of popular sovereignty as Rousseau understood it. But it plainly marked a step on the way. It was the development of Protestant principles which produced and necessarily involved the extreme democratic conclusion. Time was needed for their full expansion in this sense, but the result could only have been avoided by a suppression of the Reformation, and we therefore count it inevitable. Bodin (1577) had defined sovereignty as residing in the supreme legislative authority, without further inquiry as to the source or seat of that authority, though he admits the vague position which even Lewis XIV. did not deny, that the object of political society is the greatest good of every citizen or the whole state. In 1603 a Protestant professor of law in Germany, Althusen by name, published a treatise of Politics, in which the doctrine of the sovereignty of peoples was clearly formulated, to the profound indignation both of Jesuits and of Protestant jurists.[214] Rousseau mentions his name;[215] it does not appear that he read Althusen's rather uncommon treatise, but its teaching would probably have a place in the traditions of political theorising current at Geneva, to the spirit of whose government it was so congenial. Hooker, vindicating episcopacy against the democratic principles of the Puritans, had still been led, apparently by way of the ever dominant idea of a law natural, to base civil government on the a.s.sent of the governed, and had laid down such propositions as these: "Laws they are not, which public approbation hath not made so. Laws therefore human, of what kind soever, are available by consent," and so on.[216] The views of the Ecclesiastical Polity were adopted by Locke, and became the foundation of the famous essay on Civil Government, from which popular leaders in our own country drew all their weapons down to the outbreak of the French Revolution. Grotius (1625) starting from the principle that the law of nature enjoins that we should stand by our agreements, then proceeded to a.s.sume either an express, or at any rate a tacit and implied, promise on the part of all who become members of a community, to obey the majority of the body, or a majority of those to whom authority has been delegated.[217] This is a unilateral view of the social contract, and omits the element of reciprocity which in Rousseau's idea was cardinal.

Locke was Rousseau's most immediate inspirer, and the latter affirmed himself to have treated the same matters exactly on Locke's principles. Rousseau, however, exaggerated Locke's politics as greatly as Condillac exaggerated his metaphysics. There was the important difference that Locke's essay on Civil Government was the justification in theory of a revolution which had already been accomplished in practice, while the Social Contract, tinged as it was by silent reference in the mind of the writer to Geneva, was yet a speculation in the air. The circ.u.mstances under which it was written gave to the propositions of Locke's piece a reserve and moderation which savour of a practical origin and a special case. They have not the wide scope and dogmatic air and literary precision of the corresponding propositions in Rousseau. We find in Locke none of those concise phrases which make fanatics. But the essential doctrine is there. The philosopher of the Revolution of 1688 probably carried its principles further than most of those who helped in the Revolution had any intention to carry them, when he said that "the legislature being only a fiduciary power to act for certain ends, there remains still in the people a supreme power to remove or alter the legislative."[218]

It may be questioned how many of the peers of that day would have a.s.sented to the proposition that the people--and did Locke mean by the people the electors of the House of Commons, or all males over twenty-one, or all householders paying rates?--could by any expression of their will abolish the legislative power of the upper chamber, or put an end to the legislative and executive powers of the crown. But Locke's statements are direct enough, though he does not use so terse a label for his doctrine as Rousseau affixed to it.

Again, besides the principle of popular sovereignty, Locke most likely gave to Rousseau the idea of the origin of this sovereignty in the civil state in a pact or contract, which was represented as the foundation and first condition of the civil state. From this naturally flowed the connected theory, of a perpetual consent being implied as given by the people to each new law. We need not quote pa.s.sages from Locke to demonstrate the substantial correspondence of a.s.sumption between him and the author of the Social Contract. They are found in every chapter.[219] Such principles were indispensable for the defence of a Revolution like that of 1688, which was always carefully marked out by its promoters, as well as by its eloquent apologist and expositor a hundred years later, the great Burke, as above all things a revolution within the pale of the law or the const.i.tution. They represented the philosophic adjustment of popular ideas to the political changes wrought by s.h.i.+fting circ.u.mstances, as distinguished from the biblical or Hebraic method of adjusting such ideas, which had prevailed in the contests of the previous generation.

Yet there was in the midst of those contests one thinker of the first rank in intellectual power, who had constructed a genuine philosophy of government. Hobbes's speculations did not fit in with the theory of either of the two bodies of combatants in the Civil War. They were each in the theological order of ideas, and neither of them sought or was able to comprehend the application of philosophic principles to their own case or to that of their adversaries.[220] Hebrew precedents and bible texts, on the one hand; prerogative of use and high church doctrine, on the other. Between these was no s.p.a.ce for the acceptance of a secular and rationalistic theory, covering the whole field of a social const.i.tution. Now the influence of Hobbes upon Rousseau was very marked, and very singular. There were numerous differences between the philosopher of Geneva and his predecessor of Malmesbury.

The one looked on men as good, the other looked on them as bad. The one described the state of nature as a state of peace, the other as a state of war. The one believed that laws and inst.i.tutions had depraved man, the other that they had improved him.[221] But these differences did not prevent the action of Hobbes on Rousseau. It resulted in a curious fusion between the premisses and the temper of Hobbes and the conclusions of Locke. This fusion produced that popular absolutism of which the Social Contract was the theoretical expression, and Jacobin supremacy the practical manifestation. Rousseau borrowed from Hobbes the true conception of sovereignty, and from Locke the true conception of the ultimate seat and original of authority, and of the two together he made the great image of the sovereign people. Strike the crowned head from that monstrous figure which is the frontispiece of the Leviathan, and you have a frontispiece that will do excellently well for the Social Contract. Apart from a mult.i.tude of other obligations, good and bad, which Rousseau owed to Hobbes, as we shall point out, we may here mention that of the superior accuracy of the notion of law in the Social Contract over the notion of law in Montesquieu's work. The latter begins, as everybody knows, with a definition inextricably confused: "Laws are necessary relations flowing from the nature of things, and in this sense all beings have their laws, divinity has its laws, the material world has its laws, the intelligences superior to men have their laws, the beasts have their laws, man has his laws.... There is a primitive reason, and laws are the relations to be found between that and the different beings, and the relations of these different beings among one another."[222]

Rousseau at once put aside these divergent meanings, made the proper distinction between a law of nature and the imperative law of a state, and justly a.s.serted that the one could teach us nothing worth knowing about the other.[223] Hobbes's phraseology is much less definite than this, and shows that he had not himself wholly shaken off the same confusion as reigned in Montesquieu's account a century later. But then Hobbes's account of the true meaning of sovereignty was so clear, firm, and comprehensive, as easily to lead any fairly perspicuous student who followed him, to apply it to the true meaning of law. And on this head of law not so much fault is to be found with Rousseau, as on the head of larger const.i.tutional theory. He did not look long enough at given laws, and hence failed to seize all their distinctive qualities; above all he only half saw, if he saw at all, that a law is a command and not a contract, and his eyes were closed to this, because the true view was incompatible with his fundamental a.s.sumption of contract as the base of the social union.[224] But he did at all events grasp the quality of generality as belonging to laws proper, and separated them justly from what he calls decrees, which we are now taught to name occasional or particular commands.[225] This is worth mentioning, because it shows that, in spite of his habits of intellectual laxity, Rousseau was capable, where he had a clear-headed master before him, of a very considerable degree of precision of thought, however liable it was to fall into error or deficiency for want of abundant comparison with bodies of external fact. Let us now proceed to some of the central propositions of the Social Contract.

1. The origin of society dates from the moment when the obstacles which impede the preservation of men in a state of nature are too strong for such forces as each individual can employ in order to keep himself in that state. At this point they can only save themselves by aggregation. Problem: to find a form of a.s.sociation which defends and protects with the whole common force the person and property of each a.s.sociate, and by which, each uniting himself to all, still only obeys himself, and remains as free as he was before. Solution: a social compact reducible to these words, "Each of us places in common his person and his whole power under the supreme direction of the general will; and we further receive each member as indivisible part of the whole." This act of a.s.sociation const.i.tutes a moral and collective body, a public person.

The practical importance and the mischief of thus suffering society to repose on conventions which the human will had made, lay in the corollary that the human will is competent at any time to unmake them, and also therefore to devise all possible changes that fell short of unmaking them. This was the root of the fatal hypothesis of the dictator, or divinely commissioned lawgiver. External circ.u.mstance and human nature alike were pa.s.sive and infinitely pliable; they were the material out of which the legislator was to devise conventions at pleasure, without apprehension as to their suitableness either to the conditions of society among which they were to work, or to the pa.s.sions and interests of those by whom they were to be carried out, and who were supposed to have given a.s.sent to them. It would be unjust to say that Rousseau actually faced this position and took the consequences. He expressly says in more places than one that the science of Government is only a science of combinations, applications, and exceptions, according to time, place, and circ.u.mstance.[226] But to base society on conventions is to impute an element of arbitrariness to these combinations and applications, and to make them independent, as they can never be, of the limits inexorably fixed by the nature of things. The notion of compact is the main source of all the worst vagaries in Rousseau's political speculation.

It is worth remarking in the history of opinion, that there was at this time in France a little knot of thinkers who were nearly in full possession of the true view of the limits set by the natural ordering of societies to the power of convention and the function of the legislators. Five years after the publication of the Social Contract, a remarkable book was written by one of the economic sect of the Physiocrats, the later of whom, though specially concerned with the material interests of communities, very properly felt the necessity of connecting the discussion of wealth with the a.s.sumption of certain fundamental political conditions. They felt this, because it is impossible to settle any question about wages or profits, for instance, until you have first settled whether you are a.s.suming the principles of liberty and property. This writer with great consistency found the first essential of all social order in conformity of positive law and inst.i.tution to those qualities of human nature, and their relations with those material instruments of life, which, and not convention, were the true origin, as they are the actual grounds, of the perpetuation of our societies.[227] This was wiser than Rousseau's conception of the lawgiver as one who should change human nature, and take away from man the forces that are naturally his own, to replace them by others comparatively foreign to him.[228] Rousseau once wrote, in a letter about Riviere's book, that the great problem in politics, which might be compared with the quadrature of the circle in geometry, is to find a form of government which shall place law above man.[229] A more important problem, and not any less difficult for the political theoriser, is to mark the bounds at which the authority of the law is powerless or mischievous in attempting to control the egoistic or non-social parts of man. This problem Rousseau ignored, and that he should do so was only natural in one who believed that man had bound himself by a convention, strictly to suppress his egoistic and non-social parts, and who based all his speculation on this pact as against the force, or the paternal authority, or the will of a Supreme Being, in which other writers founded the social union.

2. The body thus const.i.tuted by convention is the sovereign. Each citizen is a member of the sovereign, standing in a definite relation to individuals _qua_ individuals; he is also as an individual a member of the state and subject to the sovereign, of which from the first point of view he is a component element. The sovereign and the body politic are one and the same thing.[230]

Of the antecedents and history of this doctrine enough has already been said. Its general truth as a description either of what is, or what ought to be and will be, demands an ampler discussion than there is any occasion to carry on here. We need only point out its place as a kind of intermediate dissolvent for which the time was most ripe. It breaks up the feudal conception of political authority as a property of land-owners.h.i.+p, n.o.ble birth, and the like, and it a.s.sociates this authority widely and simply with the bare fact of partic.i.p.ation in any form of citizens.h.i.+p in the social union. The later and higher idea of every share of political power as a function to be discharged for the good of the whole body, and not merely as a right to be enjoyed for the advantage of its possessor, was a form of thought to which Rousseau did not rise. That does not lessen the effectiveness of the blow which his doctrine dealt to French feudalism, and which is its main t.i.tle to commemoration in connection with his name.

The social compact thus made is essentially different from the social compact which Hobbes described as the origin of what he calls commonwealths by inst.i.tution, to distinguish them from commonwealths by acquisition, that is to say, states formed by conquest or resting on hereditary rule. "A commonwealth," Hobbes says, "is said to be inst.i.tuted when a mult.i.tude of men do agree and covenant, every one with every one, that to whatsoever man or a.s.sembly of men shall be given by the major part the right to present the person of them all, that is to say, to be their representative; every one ... shall authorise all the actions and judgments of that man or a.s.sembly of men, in the same manner as if they were his own, to the end to live peaceably among themselves, and be protected against other men."[231]

But Rousseau's compact was an act of a.s.sociation among equals, who also remained equals. Hobbes's compact was an act of surrender on the part of the many to one or a number. The first was the const.i.tution of civil society, the second was the erection of a government. As n.o.body now believes in the existence of any such compact in either one form or the other, it would be superfluous to inquire which of the two is the less inaccurate. All we need do is to point out that there was this difference. Rousseau distinctly denied the existence of any element of contract in the erection of a government; there is only one contract in the state, he said, and it is that of a.s.sociation.[232]

Locke's notion of the compact which was the beginning of every political society is indefinite on this point; he speaks of it indifferently as an agreement of a body of free men to unite and incorporate into a society, and an agreement to set up a government.[233] Most of us would suppose the two processes to be as nearly identical as may be; Rousseau drew a distinction, and from this distinction he derived further differences.

Here, we may remark, is the starting-point in the history of the ideas of the revolution, of one of the most prominent of them all, that of Fraternity. If the whole structure of society rests on an act of partners.h.i.+p entered into by equals on behalf of themselves and their descendants for ever, the nature of the union is not what it would be, if the members of the union had only entered it to place their liberties at the feet of some superior power. Society in the one case is a covenant of subjection, in the other a covenant of social brotherhood. This impressed itself deeply on the feelings of men like Robespierre, who were never so well pleased as when they could find for their sentimentalism a covering of neat political logic. The same idea of a.s.sociation came presently to receive a still more remarkable and momentous extension, when it was translated from the language of mere government into that of the economic organisation of communities.

Rousseau's conception went no further than political a.s.sociation, as distinct from subjection. Socialism, which came by and by to the front place, carried the idea to its fullest capacity, and presented all the relations of men with one another as fixed by the same bond. Men had entered the social union as brethren, equal, and co-operators, not merely for purposes of government, but for purposes of mutual succour in all its aspects. This naturally included the most important of all, material production. They were not a.s.sociated merely as equal partic.i.p.ants in political sovereignty; they were equal partic.i.p.ants in all the rest of the increase made to the means of human happiness by united action. Socialism is the transfer of the principle of fraternal a.s.sociation from politics, where Rousseau left it, to the wider sphere of industrial force.

It is perhaps worth notice that another famous revolutionary term belongs to the same source. All the a.s.sociates of this act of union, becoming members of the city, are as such to be called Citizens, as partic.i.p.ating in the sovereign authority.[234] The term was in familiar use enough among the French in their worst days, but it was Rousseau's sanction which marked it in the new times with a sort of sacramental stamp. It came naturally to him, because it was the name of the first of the two cla.s.ses which const.i.tuted the active portion of the republic of Geneva, and the only cla.s.s whose members were eligible to the chief magistracies.

3. We next have a group of propositions setting forth the attributes of sovereignty. It is inalienable.[235] It is indivisible.

These two propositions, which play such a part in the history of some of the episodes of the French Revolution, contain no more than was contended for by Hobbes, and has been accepted in our own times by Austin. When Hobbes says that "to the laws which the sovereign maketh, the sovereign is not subject, for if he were subject to the civil laws he were subject to himself, which were not subjection but freedom,"

his notion of sovereignty is exactly that expressed by Rousseau in his unexplained dogma of the inalienableness of sovereignty. So Rousseau means no more by the dogma that sovereignty is indivisible, than Austin meant when he declared of the doctrine that the legislative sovereign powers and the executive sovereign powers belong in any society to distinct parties, that it is a supposition too palpably false to endure a moment's examination.[236] The way in which this account of the indivisibleness of sovereignty was understood during the revolution, twisted it into a condemnation of the dreaded idea of Federalism. It might just as well have been interpreted to condemn alliances between nations; for the properties of sovereignty are clearly independent of the dimensions of the sovereign unit. Another effect of this doctrine was the rejection by the Const.i.tuent a.s.sembly of the balanced parliamentary system, which the followers of Montesquieu would fain have introduced on the English model. Whether that was an evil or a good, publicists will long continue to dispute.

4. The general will of the sovereign upon an object of common interest is expressed in a law. Only the sovereign can possess this law-making power, because no one but the sovereign has the right of declaring the general will. The legislative power cannot be exerted by delegation or representation. The English fancy that they are a free nation, but they are grievously mistaken. They are only free during the election of members of parliament; the members once chosen, the people are slaves, nay, as people they have ceased to exist.[237] It is impossible for the sovereign to act, except when the people are a.s.sembled. Besides such extraordinary a.s.semblies as unforeseen events may call for, there must be fixed periodical meetings that nothing can interrupt or postpone. Do you call this chimerical? Then you have forgotten the Roman comitia, as well as such gatherings of the people as those of the Macedonians and the Franks and most other nations in their primitive times. What has existed is certainly possible.[238]

It is very curious that Rousseau in this part of his subject should have contented himself with going back to Macedonia and Rome, instead of pointing to the sovereign states that have since become confederate with his native republic. A historian in our own time has described with an enthusiasm that equals that of the Social Contract, how he saw the sovereign people of Uri and the sovereign people of Appenzell discharge the duties of legislation and choice of executive, each in the majesty of its corporate person.[239] That Rousseau was influenced by the free sovereignty of the states of the Swiss confederation, as well as by that of his own city, we may well believe. Whether he was or not, it must always be counted a serious misfortune that a writer who was destined to exercise such power in a crisis of the history of a great nation, should have chosen his ill.u.s.trations from a time and from societies so remote, that the true conditions of their political system could not possibly be understood with any approach to reality, while there were, within a few leagues of his native place, communities where the system of a sovereign public in his own sense was actually alive and flouris.h.i.+ng and at work. From them the full meaning of his theories might have been practically gathered, and whatever useful lessons lay at the bottom of them might have been made plain. As it was, it came to pa.s.s singularly enough that the effect of the French Revolution was the suppression, happily only for a time, of the only governments in Europe where the doctrine of the favourite apostle of the Revolution was a reality. The const.i.tution of the Helvetic Republic in 1798 was as bad a blow to the sovereignty of peoples in a true sense, as the old house of Austria or Charles of Burgundy could ever have dealt. That const.i.tution, moreover, was directly opposed to the Social Contract in setting up what it called representative democracy, for representative democracy was just what Rousseau steadily maintained to be a nullity and a delusion.

The only lesson which the Social Contract contained for a statesman bold enough to take into his hands the reconstruction of France, undoubtedly pointed in the direction of confederation. At one place, where he became sensible of the impotence which his a.s.sumption of a small state inflicted on his whole speculation, Rousseau said he would presently show how the good order of a small state might be united to the external power of a great people. Though he never did this, he hints in a footnote that his plan belonged to the theory of confederations, of which the principles were still to be established.[240] When he gave advice for the renovation of the wretched const.i.tution of Poland, he insisted above all things that they should apply themselves to extend and perfect the system of federate governments, "the only one that unites in itself all the advantages of great and small states."[241] A very few years after the appearance of his book, the great American union of sovereign states arose to point the political moral. The French revolutionists missed the force alike of the practical example abroad, and of the theory of the book which they took for gospel at home. How far they were driven to this by the urgent pressure of foreign war, or whether they would have followed the same course without that interference, merely in obedience to the catholic and monarchic absolutism which had sunk so much deeper into French character than people have been willing to admit, we cannot tell. The fact remains that the Jacobins, Rousseau's immediate disciples, at once took up the chain of centralised authority where it had been broken off by the ruin of the monarchy.

They caught a