Materials and Methods of Fiction Part 3

"'You had better go for the police,' said he: 'I have killed your master.'"

The last sentence of this pa.s.sage is an effect which is logically led up to by many causes that are rapidly reviewed in the preceding sentences. Stevenson has here patterned a pa.s.sage of life along lines of causation; he has employed the logical method of narration: but Pepys, in the selection quoted, looked upon events with no narrative sense whatever.

The narrative sense is, primarily, an ability to trace an event back to its logical causes and to look forward to its logical effects.

It is the sense through which we realize, for instance, that what happened at two o'clock to-day, although it may not have resulted necessarily from what happened an hour before, was the logical outcome of something else that happened at noon on the preceding Thursday, let us say, and that this in turn was the result of causes stretching back through many months. A well-developed narrative sense in looking on at life is very rare. Every one, of course, is able to refer the headache of the morning after to the hilarity of the night before; and even, after some experience, to foresee the headache at the time of the hilarity: but life, to the casual eye of the average man, hides in the main the secrets of its series, and betrays only an illogical succession of events. Minds cruder than the average see only a jumble of happenings in the life they look upon, and group them, if at all, by propinquity in time, rather than by any deeper law of relation.

Such a mind had Dame Quickly, the loquacious Hostess in Shakespeare's "Henry IV." Consider the famous speech in which she accuses Falstaff of breach of promise to marry her:--

"Thou didst swear to me upon a parcel-gilt goblet, sitting in my Dolphin-chamber, at the round table, by a sea-coal fire, upon Wednesday in Wheeson week, when the prince broke thy head for liking his father to a singing-man of Windsor, thou didst swear to me then, as I was was.h.i.+ng thy wound, to marry me and make me my lady thy wife.

Canst thou deny it? Did not goodwife Keech, the butcher's wife, come in then and call me gossip Quickly? coming in to borrow a mess of vinegar; telling us she had a good dish of prawns; whereby thou didst desire to eat some; whereby I told thee they were ill for a green wound? And didst thou not, when she was gone down stairs, desire me to be no more so familiarity with such poor people; saying that ere long they should call me madam? And didst thou not kiss me and bid me fetch thee thirty s.h.i.+llings? I put thee now to thy book-oath: deny it, if thou canst."

There are, of course, many deficiencies in Dame Quickly's mental make-up; but the one for us to notice here is her utter lack of the narrative sense. She would never be able to tell a story: because, in the first place, she could not select from a muddle of events those which bore an intelligible relation to one another, and in the second place, she could not arrange them logically instead of chronologically. She has no sense of series. And although Dame Quickly's mind is an exaggeration of the type it represents, the type, in less exaggerated form, is very common; and everybody will agree that the average man, who has never taken pains to train himself in narrative, is not able in his ordinary conversation to tell with ease a logically connected story.

The better sort of narrative sense is not merely an abstract intellectual understanding of the relation of cause and effect subsisting between events often disparate in time; it is, rather, a concrete feeling of the relation. It is an intuitive feeling; and, being such, it is possessed instinctively by certain minds. There are people in the world who are natural born story-tellers; all of us have met with them in actual life: and to this cla.s.s belong the story-telling giants, like Sir Walter Scott, Victor Hugo, Dumas pere, Stevenson, and Mr. Kipling. Narrative is natural to their minds. They sense events in series; and a series once started in their imagination propels itself with hurrying progression. Some novelists, like Wilkie Collins, have nothing else to recommend them but this native sense of narrative; but it is a gift that is not to be despised. Authors with something important to say about life have need of it, in order that the process of reading their fiction may be, in Stevenson's phrase, "absorbing and voluptuous." In the great story-tellers, there is a sort of self-enjoyment in the exercise of the sense of narrative; and this, by sheer contagion, communicates enjoyment to the reader.

Perhaps it may be called (by a.n.a.logy with the familiar phrase, "the joy of living") the joy of telling tales. The joy of telling tales which s.h.i.+nes through "Treasure Island" is perhaps the main reason for the continued popularity of the story. The author is having such a good time in telling his tale that he gives us necessarily a good time in reading it.

But many of the novelists who have had great things to say about human life have been singularly deficient in this native sense of narrative.

George Eliot and Anthony Trollope, for example, almost never evidence the joy of telling tales. George Eliot's natural habit of mind was abstract rather than concrete; she was born an essayist. But, largely through the influence of George Henry Lewes, she deliberately decided that fiction was the most effective medium for expressing her philosophy of life. Thereafter she strove earnestly to develop that sense of narrative which, at the outset, was largely lacking in her mind. To many readers who are not without appreciation of the importance and profundity of her understanding of human nature, her stories are wearisome and unalluring, because she told them with labor, not with ease. She does not seem to have had a good time with them, as Stevenson had with "Treasure Island," a story in other ways of comparative unimportance. And surely it is not frivolous to state that the most profound and serious of thoughts are communicated best when they are communicated with the greatest interest.

It could hardly be hoped that a person entirely devoid of the narrative sense should acquire it by any amount of labor; but nearly every one possesses it in at least a rudimentary degree, and any one possessing it at all may develop it by exercise. A simple and common-sensible exercise is to seize hold of some event that happens in our daily lives, and then think back over all the antecedent events we can remember, until we discern which ones among them stand in a causal relation to the event we are considering. Next, if will be well to look forward and imagine the sort of events which will logically carry on the series. The great generals of history have won their most signal victories by an exercise of the narrative sense. Holding at the moment of planning a campaign the past and present terms of a logical series of events, they have imagined forward and foreseen the probable progression of the series. This may perhaps explain why the great commanders, like Caesar and Grant, have written such able narrative when they have turned to literature.

The young author who is trying to develop his narrative sense may find unending exercise in the endeavor to ferret out the various series of events which lie entangled in the confused and apparently unrelated successions of incidents which pa.s.s before his observation. When he sees something happen in the street, he will not be satisfied, like the casual looker-on, merely with that solitary happening; he will try to find out what other happenings led up to it, and again what other happenings must logically follow from it. When he sees an interesting person in a street-car, he will wonder where that person has come from and whither he is going, what he has just done and what he is about to do; he will look before and after, and pine for what is not. This exercise is in itself interesting; and if the result of it be written down, the young author will gain experience in expression at the same time that he is developing his sense of narrative.

It remains for us now to consider philosophically the significance of the word _event_. Every event has three elements: the thing that is done, the agents that do it, and the circ.u.mstances of time and place under which it is done; or, to say the matter in three words,--action, actors, and setting. Only when all three elements conspire can something happen. Life suggests to the mind of a contemplative observer many possible events which remain unrealized because only one or two of the necessary three elements are present,--events that are waiting, like unborn children on the other side of Lethe, until the necessary conditions shall call them into being. We observe a man who could do a great thing of a certain sort if only that sort of thing were demanded to be done at the time and in the place in which he loiters wasted. We grow aware of a great thing longing to be done, when there is no one present who is capable of doing it. We behold conditions of place and time entirely fitted for a certain sort of happening; but nothing happens, because the necessary people are away.

"Never the time and the place and the loved one all together!" sang Robert Browning; and then he dreamed upon an event which was waiting to be born,--waiting for the imagined meeting and marriage of its elements.

It is the function of the master of creative narrative to call events into being. He does this by a.s.sembling and marrying the elements without which events cannot occur. Granted the conception of a character who is capable of doing certain things, he finds things of that sort for the character to do; granted a sense of certain things longing to be done, he finds people who will do them; or granted the time and the place that seem expectant of a certain sort of happening, he finds the agents proper to the setting. There is a conversation of Stevenson's, covering this point, which has been often quoted. His biographer, Mr. Graham Balfour, tells us: "Either on that day or about that time I remember very distinctly his saying to me: 'There are, so far as I know, three ways, and three ways only, of writing a story.

You may take a plot and fit characters to it, or you may take a character and choose incidents and situations to develop it, or lastly--you must bear with me while I try to make this clear'--(here he made a gesture with his hand as if he were trying to shape something and give it outline and form)--'you may take a certain atmosphere and get action and persons to express it and realize it.

I'll give you an example--"The Merry Men." There I began with the feeling of one of those islands on the west coast of Scotland, and I gradually developed the story to express the sentiment with which the coast affected me.'"

In other words, starting with any one of the three elements--action, actors, or setting--the writer of narrative may create events by imagining the other two. Comparatively speaking, there have been very few stories, like "The Merry Men," in which the author has started out from a sense of setting; and nearly all of them have been written recently. The feeling for setting as the initial element in narrative hardly dates back further than the nineteenth century. We may therefore best consider it in a later and more special chapter, and devote our attention for the present to the two methods of creating narrative that have been most often used--that in which the author has started with the element of action, and that in which he has started with the element of character.

Very few of the great masters of narrative have, like Honore de Balzac, employed both one and the other method with equal success: nearly all of them have shown an habitual mental predilection for the one or for the other. The elder Dumas, for example, habitually devised a scheme of action and then selected characters to fit into his plot; and Mr. George Meredith has habitually created characters and then devised the elements of action necessary to exhibit and develop them.

Readers, like the novelists themselves, usually feel a predilection for one method rather than the other; but surely each method is natural and reasonable, and it would be unjudicious for the critic to exalt either of them at the expense of the other. There is plenty of material in life to allure a mind of either habit. Certain things that are done are in themselves so interesting that it matters comparatively little who is doing them; and certain characters are in themselves so interesting that it matters comparatively little what they do. To conceive a potent train of action and thereby foreordain the nature of such characters as will accomplish it, or to conceive characters pregnant with potentiality for certain sorts of deeds and thereby foreordain a train of action,--either is a legitimate method for planning out a narrative. That method is best for any author which is most natural for him; he will succeed best working in his own way; and that critic is not catholic who states that either the narrative of action or the narrative of character is a better type of work than the other. The truth of human life may be told equally well by those who sense primarily its element of action and by those who sense primarily its element of character; for both elements must finally appear commingled in any story that is real.

The critic may, however, make a philosophical distinction between the two methods, in order to lead to a better understanding of them both.

The writers who sense life primarily as action may be said to work from the outside in; and those who sense it primarily as character may be said to work from the inside out. The first method requires the more objective, and the second the more subjective, consciousness of life. Of the two, the objective consciousness of life is (at its weakest) more elementary and (at its strongest) more elemental than the subjective.

Stevenson, in his "Gossip on Romance," has eloquently voiced the potency of an objective sense of action as the initial factor in the development of a narrative. He is speaking of the spell cast over him by certain books he read in boyhood. "For my part," he says, "I liked a story to begin with an old wayside inn where, 'towards the close of the year 17--,' several gentlemen in three-c.o.c.ked hats were playing bowls. A friend of mine preferred the Malabar coast in a storm, with a s.h.i.+p beating to windward, and a scowling fellow of Herculean proportions striding along the beach; he, to be sure, was a pirate.

This was further afield than my home-keeping fancy loved to travel, and designed altogether for a larger canvas than the tales that I affected. Give me a highwayman and I was full to the brim; a Jacobite would do, but the highwayman was my favorite dish. I can still hear that merry clatter of the hoofs along the moonlit lane; night and the coming of day are still related in my mind with the doings of John Rann or Jerry Abershaw; and the words 'post-chaise,' the 'great north road,' 'ostler,' and 'nag' still sound in my ears like poetry. One and all, at least, and each with his particular fancy, we read story-books in childhood, not for eloquence or character or thought, but for some quality of the brute incident."--For the writer who works from the outside in, it is entirely possible to develop from "some quality of the brute incident" a narrative that shall be not only stirring in its propulsion of events but also profound in its significance of elemental truth.

The method of working from the inside out--of using a subjective sense of character as the initial factor in the development of a narrative--is wonderfully exemplified in the work of Ivan Turgenieff; and the method is very clearly explained in Mr. Henry James' intimate essay on the great Russian master. Mr. James remarks: "The germ of a story, with him, was never an affair of plot--that was the last thing he thought of: it was the representation of certain persons. The first form in which a tale appeared to him was as the figure of an individual, or a combination of individuals, whom he wished to see in action, being sure that such people must do something very special and interesting. They stood before him definite, vivid, and he wished to know, and to show, as much as possible of their nature. The first thing was to make clear to himself what he did know, to begin with; and to this end he wrote out a sort of biography of each of his characters, and everything that they had done and that had happened to them up to the opening of the story. He had their _dossier_, as the French say, and as the police has of that of every conspicuous criminal. With this material in his hand he was able to proceed; the story all lay in the question, What shall I make them do? He always made them do things that showed them completely; but, as he said, the defect of his manner and the reproach that was made him was his want of 'architecture'--in other words, of composition. The great thing, of course, is to have architecture as well as precious material, as Walter Scott had them, as Balzac had them. If one reads Turgenieff's stories with the knowledge that they were composed--or rather that they came into being--in this way, one can trace the process in every line. Story, in the conventional sense of the word--a fable constructed, like Wordsworth's phantom, 'to startle and waylay'--there is as little as possible. The thing consists of the motions of a group of selected creatures, which are not the result of a preconceived action, but a consequence of the qualities of the actors."--And yet, for the writer who, like Turgenieff, works from the inside out, it is entirely possible to develop from "the qualities of the actors" a train of action that shall be as stirring as it is significant.

The main principle of narrative to bear in mind is that action alone, or character alone, is not its proper subject-matter. The purpose of narrative is to represent events; and an event occurs only when both character and action, with contributory setting, are a.s.sembled and commingled. Indeed, in the greatest and most significant events, it is impossible to decide whether the actor or the action has the upper hand; it is impossible, in regarding such events, for the imagination to conceive what is done and who is doing it as elements divorced.

A novelist who has started out with either element and has afterward evoked the other may arrive by imagination at this final complete sense of an event. The best narratives of action and of character are indistinguishable, one from another, in their ultimate result: they differ only in their origin: and the author who aspires to a mastery of narrative should remember that, in narrative at its best, character and action and even setting are one and inseparable.

For the conveniences of study, however, it is well to examine the elements of narrative one by one; and we shall therefore devote three separate chapters to a technical consideration of plot, and characters, and setting.

CHAPTER IV

PLOT

Robert Louis Stevenson, in his spirited essay ent.i.tled "A Humble Remonstrance," has given very valuable advice to the writer of narrative. In concluding his remarks he says, "And as the root of the whole matter, let him bear in mind that his novel is not a transcript of life, to be judged by its exact.i.tude; but a simplification of some side or point of life, to stand or fall by its significant simplicity.

For although, in great men, working upon great motives, what we observe and admire is often their complexity, yet underneath appearances the truth remains unchanged: that simplification was their method, and that simplicity is their excellence." Indeed, as we have already noted in pa.s.sing, simplification is the method of every art.

Every artist, in his own way, simplifies life: first by selecting essentials from the helter-skelter of details that life presents to him, and then by arranging these essentials in accordance with a pattern. And we have noted also that the method of the artist in narrative is to select events which bear an essential logical relation to each other and then to arrange them along the lines of a pattern of causation.

Of course the prime structural necessity in narrative, as indeed in every method of discourse, is unity. Unity in any work of art can be attained only by a definite decision of the artist as to what he is trying to accomplish, and by a rigorous focus of attention on his purpose to accomplish it,--a focus of attention so rigorous as to exclude consideration of any matter which does not contribute, directly or indirectly, to the furtherance of his aim. The purpose of the artist in narrative is to represent a series of events--wherein each event stands in a causal relation, direct or indirect, to its logical predecessor and its logical successor in the series. Obviously the only way to attain unity of narrative is to exclude consideration of any event which does not, directly or indirectly, contribute to the progress of the series. For this reason, Stevenson states in his advice to the young writer, from which we have already quoted: "Let him choose a motive, whether of character or pa.s.sion: carefully construct his plot so that every incident is an ill.u.s.tration of the motive, and every property employed shall bear to it a near relation of congruity or contrast; ... and allow neither himself in the narrative, nor any character in the course of the dialogue, to utter one sentence that is not part and parcel of the business of the story or the discussion of the problem involved. Let him not regret if this shortens his book; it will be better so; for to add irrelevant matter is not to lengthen but to bury. Let him not mind if he miss a thousand qualities, so that he keeps unflaggingly in pursuit of the one he has chosen." And earlier in the same essay, he says of the novel: "For the welter of impressions, all forcible but all discreet, which life presents, it subst.i.tutes a certain artificial series of impressions, all indeed most feebly represented, but all aiming at the same effect, all eloquent of the same idea, all chiming together like consonant notes in music or like the graduated tints in a good picture. From all its chapters, from all its pages, from all its sentences, the well-written novel echoes and re-echoes its one creative and controlling thought; to this must every incident and character contribute; the style must have been pitched in unison with this; and if there is anywhere a word that looks another way, the book would be stronger, clearer, and (I had almost said) fuller without it."

The only way in which the writer of narrative may attain the unity that Stevenson has so eloquently pleaded for is to decide upon a definite objective point, to bear in mind constantly the culmination of his series of events, and to value the successive details of his material only in so far as they contribute, directly or indirectly, to the progress of the series toward that culmination. To say the thing more simply, he must see the end of his story from the beginning and must give the reader always a sense of rigorous movement toward that end. His narrative, as a matter of construction, must be finished, before, as a matter of writing, it is begun. He must know as definitely as possible all that is to happen and all that is not to happen in his story before he ventures to represent in words the very first of his events. He must not, as some beginners try to do, attempt to make his story up as he goes along; for unless he holds the culmination of his series constantly in mind, he will not be able to decide whether any event that suggests itself during the progress of his composition does or does not form a logical factor in the series.

The preliminary process of construction may be accomplished in either of two ways. Authors with synthetic minds will more naturally reason from causes to effects; and authors with a.n.a.lytic minds will more naturally reason from effects to causes. The former will construct forward through time, the latter backward. Standing at the outset of a narrative, it is possible to imagine forward along a series of events until the logical culmination is divined; or standing at the culmination, it is possible to imagine backward along the series to its far-away beginnings. Thackeray apparently constructed in the former manner; Guy de Maupa.s.sant apparently constructed in the latter. The latter method--the method of building backward from the culmination--is perhaps more efficacious toward the conservation of the strictest unity. It seems on the whole a little easier to exclude the extraneous in thinking from effects to causes than in thinking from causes to effects, because a.n.a.lysis is a stricter and more focused mood of mind than synthesis.

But in whichever way the process of construction be accomplished, the best stories are always built before they are written; and that is the reason why, in reading them, we feel at every point that we are getting somewhere, and that the author is leading us step by step toward a definite culmination. Although, as is usually the case, we cannot, even midway through the story, foresee what the culmination is to be, we feel a certain rea.s.surance in the knowledge that the author has foreseen it from the start. This feeling is one of the main sources of interest in reading narrative. In looking on at life itself, we are baffled by a muddle of events leading everywhither; their succession is chaotic and lacking in design; they are not marshaled and processional; and we have an uncomfortable feeling that no mind but that of G.o.d can foresee their veiled and hidden culminations. But in reading a narrative arrangement of life, we have a comfortable sense of order, which comes of our knowledge that the author knows beforehand whither the events are tending and can make us understand the sequence of causation through which they are moving to their ultimate result. He makes life more interesting by making it more intelligible; and he does this mainly by his power of construction.

The simplest of all structures for a narrative is a straightway arrangement of events along a single strand of causation. In such a narrative, the first event is the direct cause of the second, the second of the third, the third of the fourth, and so on to the culmination of the series. This very simple structure is exhibited in many of the tales which have come down to us from early centuries.

It is frequently employed in the "Gesta Romanorum," and scarcely less frequently in the "Decameron" of Boccaccio. It has the advantage of being completely logical and entirely direct. But we feel, in reading stories so constructed, that the method of simplification has been carried too far, and that simplicity has therefore ceased to be an excellence. Such a story is in this way misrepresentative of life:--it fails utterly to suggest "the welter of impressions which life presents," the sudden kaleidoscopic s.h.i.+fts of actual life from one series of events to another, and the consequent intricacy and apparent chaos of life's successive happenings. The structure is too straightforward, too direct, too unwavering and unhesitant.

The simplest way to introduce the element of hesitance and wavering, and thereby make the story more truly suggestive of the intricate variety of life, is to interrupt the series by the introduction of events whose apparent tendency is to hinder its progress, and in this way emphasize the ultimate triumph of the series in attaining its predestined culmination. Such events are not extraneous; because, although they tend directly to dispute the progress of the series, they tend also indirectly to further it through their failure to arrest it. The events in any skilfully selected narrative may, therefore, be divided into two cla.s.ses: events direct or positive, and events indirect or negative. By a direct, or positive, event is meant one whose immediate tendency is to aid the progress of the series toward its predetermined objective point; and by an indirect, or negative, event is meant one whose immediate tendency is to thwart this predetermined outcome. It would be an easy matter, for example, in examining "Pilgrim's Progress," to cla.s.s as positive those events which directly further the advance of Christian toward the Celestial City, and to cla.s.s as negative those events whose immediate tendency is to turn him aside from the straight and narrow path. And yet both cla.s.ses of events, positive and negative, make up really only a single series; because the negative events are conquered one by one by the preponderant power of the positive events, and contribute therefore indirectly, through their failure, to the ultimate attainment of the culmination.

When a straightway arrangement of positive events along a single strand of causation is varied and emphasized in this way by the admission of negative events, whose tendency is to thwart the progress of the series, the structure may be made very suggestive of that conflict of forces which we feel to be ever present in actual life.

This structure is exhibited, for example, in Hawthorne's little tale of "David Swan." The point of the story is that nothing happens to David; the interest of the story lies in the events that almost happen to him. The young man falls asleep at noon-time under the shade of a clump of maples which cl.u.s.ter around a spring beside the highroad.

Three people, or sets of people, observe him in his sleep. The first would confer upon him Wealth, the second Love, the third Death, if he should waken at the moment. But David Swan sleeps deeply; the people pa.s.s on; and all that almost happened to him subsides forever to the region of the might-have-been.

A simple series of this sort, wherein the events proceed, now directly, now indirectly, along a single logical line, may be succeeded by another simple series of the same sort, which in turn may be succeeded by a third, and so on indefinitely. In this way is constructed the type of story known as picaresque, because in Spain, where the type was first developed, the hero was usually a _picaro_, or rogue. The narrative expedient in such stories is merely to select a hero capable of adventure, to fling him loose into the roaring and tremendous world, and to let things happen to him one after another.

The most widely known example of the type is not a Spanish story, but a French,--the "Gil Blas" of Alain Rene Le Sage. As soon as Gil Blas arrives at the culmination of one series of adventures, the author starts him on another. Each series is complete in itself and distinct from all the rest; and the structure of the whole book may be likened, in a homely figure, to a string of sausages. The relation between the different sections of the story is not organic; they are merely tied together by the continuance of the same central character from one to another. Any one of the sections might be discarded without detriment to the others; and the order of them might be rearranged. Plays, as well as novels, have been constructed in this inorganic way,--for example, Moliere's "L'Etourdi" and "Les Facheux." If the actors, in performing either of these plays, should omit one or two units of the sausage-string of incidents, the audience would not become aware of any gap in structure. Yet a story built in this straightforward and successive way may give a vast impression of the s.h.i.+fting maze of life. Mr. Kipling's "Kim," which is picaresque in structure, shows us nearly every aspect of the labyrinthine life of India. He selects a healthy and normal, but not a clever, boy, and allows all India to happen to him. The book is without beginning and without end; but its very lack of neatness and compactness of plan contributes to the general impression it gives of India's immensity.

But a simple series of events arranged along a single strand of causation, or a succession of several series of this kind strung along one after the other, may not properly be called a plot. The word _plot_ signifies a weaving together; and a weaving together presupposes the co-existence of more than one strand. The simplest form of plot, properly so called, is a weaving together of two distinct series of events; and the simplest way of weaving them together is by so devising them that, though they may be widely separate at their beginnings, they progress, each in its own way, toward a common culmination,--a single momentous event which stands therefore at the apex of each series. This event is the knot which ties together the two strands of causation. Thus, in "Silas Marner,"

the culminating event, which is the redemption of Marner from a misanthropic aloofness from life, through the influence of Eppie, a child in need of love, is led up to by two distinct series of events, of which it forms the knot. The one series, which concerns itself with Marner, may be traced back to the unmerited wrong which he suffered in his youth; and the other series, which concerns itself with Eppie, may be traced back to the clandestine marriage of Eppie's father, G.o.dfrey Ca.s.s. The initial event of one series has no immediate logical relation to the initial event of the other; but each series, as it progresses, approaches nearer and nearer to the other, until they meet and blend.

A type of plot more elaborate than this may be devised by leading up to the culmination along three or more distinct lines of causation, instead of merely two. In the "Tale of Two Cities," Sydney Carton's voluntary death upon the scaffold stands at the apex of several series of events. And a plot may be still further complicated by tying the strands together at other points beside the culmination. In "The Merchant of Venice," the two chief series of events are firmly knotted in the trial scene, when Shylock is circ.u.mvented by Portia; but they are also tied together, though less firmly, at the very outset of the play, when Antonio borrows from Shylock the money which makes it possible for Ba.s.sanio to woo and win the Lady of Belmont. Furthermore, any event in one of the main strands of causation may stand at the culmination of a minor strand, and thus may form a little knot in the general network of the plot. In the same play, the minor strand of the elopement of Lorenzo and Jessica attains its culmination in a scene which stands only midway along the progress of the two main strands, that of the bond and that of the caskets, toward their common result in the defeat of Shylock.

But however intricately woven a plot may be, and however many minor knots may tie together the various strands which enter into it, there is almost always one point of greatest complication, one big knot which ties together all the strands at once, and stands as the common culmination of all the series, major and minor. The story concerns itself chiefly with telling the reader how the major knot came to be tied; but in a plot of any complexity, the reader naturally desires to be told how the knot became untied again. Therefore this point of greatest complication, this culmination of all the strands of causation which are woven in the plot, this objective point of the entire narrative, is seldom set at the very end of a story, but usually at a point about three quarters of the way from the beginning to the end. The first three quarters of the story, speaking roughly, exhibit the antecedent causes of the major knot; and the last quarter of the story exhibits its subsequent effects. A plot, therefore, in its general aspects, may be figured as a complication followed by an explication, a tying followed by an untying, or (to say the same thing in French words which are perhaps more connotative) a _nouement_ followed by a _denouement_. The events in the _denouement_ bear a closer logical relation to each other than the events in the _nouement_, because all of them have a common cause in the major knot, whereas the major knot is the ultimate effect of several distinct series of causes which were quite separate one from another at the time when the _nouement_ was begun. For this reason the _denouement_ shows usually a more hurried movement than the _nouement_,--one event treading on another's heels.

Undoubtedly it was this threefold aspect of a plot--1. The Complication; 2. The Major Knot; 3. The Explication--which Aristotle had in mind when he stated that every story must have a beginning, a middle, and an end. These words were not intended to connote a quant.i.tative equality. What Aristotle called the "middle" may, in a modern novel, be stated in a single page, and is much more likely to stand near the close of the book than at the center. But everything that comes after it, in what Aristotle called the "end," should be an effect of which it is the cause; and everything that comes before it, in what Aristotle called the "beginning," should be, directly or indirectly, a cause of which it is the effect. Only under these conditions will the plot be, as Aristotle said it should be, an organic whole. Only in this way can it conform to the principle of unity, which is the first principle of all artistic endeavor.

Bearing the principle of unity ever in his mind, Stevenson, in a phrase omitted for the moment in one of the quotations from "A Humble Remonstrance" set forth at the beginning of this chapter, advised the fiction-writer to "avoid a sub-plot, unless, as sometimes in Shakespeare, the sub-plot be a reversion or complement of the main intrigue." It seems safe to state that a sub-plot is of use in a novel only for the purpose of tying minor knots in the leading strands of causation, and should be discarded unless it serves that purpose.

There is no reason, however, why a novel should not tell at once several stories of equal importance, provided that these stories be deftly interlinked, as in that masterpiece of plotting, "Our Mutual Friend." In this novel, the chief expedient which d.i.c.kens has employed to bind his different stories together is to make the same person an actor in more than one of them, so that a particular event that happens to him may be at the same time a factor in both one and the other series of events. Through the skilful use of this expedient, d.i.c.kens has contrived to give his novel unity of plot, in spite of the diversity of its narrative elements. But on the other hand, in "Middlemarch," George Eliot has told three stories instead of one. She has failed to make her plot an organic whole by deftly interweaving the three strands which she has spun. And therefore this monumental novel, so great in other ways, is faulty in structure, because it violates the principle of unity.

According to the extent of complication in the plot, novels may be grouped into two cla.s.ses,--the discursive and the compacted. Thackeray wrote novels of the former type, Hawthorne of the latter. In "Vanity Fair" there are over half a hundred characters; in "The Scarlet Letter" there are three, or possibly four. The discursive novel gives a more extensive, and the compacted novel a more intensive, view of life. English authors for the most part have tended toward the discursive type, and Continental authors toward the compacted. The latter type demands a finer and a firmer art, the former a broader and more catholic outlook on the world.

The distinction between the two types depends chiefly upon how much or how little of his entire story the author chooses to tell. In actual life, as was stated in a former chapter, there are no very ends; and it may now be added that also there are no absolute beginnings.

Any event that happens is, in Whitman's words, "an acme of things accomplished" and "an encloser of things to be"; and in thinking back along its causes or forward along its effects, we may continue the series until our thought loses itself in an eternity. In any narrative, therefore, we are doomed to begin and end in mid-career; and the question is merely how extended a section of the entire imaginable and unimaginable series we shall choose to represent to the reader. For instance, it would be a very simple matter to trace the composition of Rossetti's "House of Life" back along a causal series to the birth of a boy in Arezzo in 1304; for it is hardly likely that Rossetti would have written a cycle of love sonnets if many other poets, such as Shakespeare and Ronsard, had not done so before him; and Shakespeare and Ronsard, as Mr. Sidney Lee has proved, were literary legatees of Petrarch, the aforesaid native of Arezzo. And yet, if we were to tell the story of how Rossetti's sonnets came to be composed, it is doubtful if we should go further back in time than the occasion when his friend Deverell introduced him to the beautiful daughter of a Sheffield cutler who became the immediate inspiration of his poetry of love.

d.i.c.kens, in many novels, of which "David Copperfield" may be taken as an example, has chosen to tell the entire life-story of his hero from birth up to maturity. But other novelists, like Mr. Meredith in "The Egoist," have chosen to represent events that pa.s.s, for the most part, in one place, and in an exceedingly short stretch of time. It is by no means certain that Mr. Meredith does not know as much about the boyhood and youth of Sir Willoughby Patterne as d.i.c.kens knew about the early years of David Copperfield; but he has chosen to compact his novel by presenting only a brief series of events which exhibit his hero at maturity. Surely Turgenieff, after writing out that _dossier_ of each of his characters to which Mr. Henry James referred, must have known a great many events in their lives which he chose to omit from his finished novel. It is interesting to imagine the sort of plot that George Eliot would have built out of the materials of "The Scarlet Letter." Probably she would have begun the narrative in England at the time when Hester was a young girl. She would have set forth the meeting of Hester and Chillingworth and would have a.n.a.lyzed the causes culminating in their marriage. Then she would have taken the couple overseas to the colony of Ma.s.sachusetts. Here Hester would have met Arthur Dimmesdale; and George Eliot would have expended all her powers as an a.n.a.lyist of life in tracing the sweet thoughts and imperious desires that led the lovers to the dolorous pa.s.s. The fall of Hester would have been the major knot in George Eliot's entire narrative. It would have stood at the culmination of the _nouement_ of her plot: the subsequent events would have been merely steps in the denouement. Yet the fall of Hester was already a thing of the past at the outset of the story that Hawthorne chose to represent. He was interested only in the after-effects of Hester's sin upon herself and her lover and her husband. The major knot, or culmination, of his plot was therefore the revelation of the scarlet letter,--a scene which would have been only an incident in George Eliot's _denouement_. It will be seen from this that any story which is extended in its implications may offer a novelist materials for any one of several plot-structures, according to whichever section of the entire story happens most to interest his mind.

It will be seen, also, that much of the entire story must, in any case, remain unwritten. A plot is not only, as Stevenson stated, a simplification of life; it is also a further simplification of the train of events which, in simplifying life, the novelist has first imagined. The entire story, with all its implications, is selected from life; and the plot is then selected from the entire story. Often a novelist may suggest as much through deliberately omitting from his plot certain events in his imagined story as he could suggest by representing them. Perhaps the most powerful character in Mr.